SFC Licences of LAM Sai Ki, Leilani 林世淇
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
Mango Financial Limited 芒果金融有限公司 | RE | 9 | 23 September 2014 | 28 February 2017 |
Rockhampton Management Limited | RE | 9 | 02 February 2012 | 24 July 2012 |
Rockhampton Management Limited | RE | 4 | 02 February 2012 | 24 July 2012 |
Halbis Capital Management (Hong Kong) Limited | RE | 9 | 15 July 2005 | 12 December 2011 |
Halbis Capital Management (Hong Kong) Limited | RE | 4 | 15 July 2005 | 12 December 2011 |
HSBC Global Asset Management (Hong Kong) Limited | RE | 9 | 01 April 2003 | 12 December 2011 |
HSBC Global Asset Management (Hong Kong) Limited | RE | 4 | 01 April 2003 | 12 December 2011 |
HSBC Global Asset Management (Hong Kong) Limited | RE | 6 | 01 April 2003 | 06 May 2004 |