SFC Licences of LEUNG Wai Ming 梁偉明

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Gold Fund Securities Company Limited 金豐證券有限公司 RO 1 08 October 2018 15 March 2021
Soochow Securities International Futures Limited 東吳證券國際期貨有限公司 RE 2 17 April 2014 27 July 2018
Soochow Securities International Brokerage Limited 東吳證券國際經紀有限公司 RE 1 17 April 2014 27 July 2018
Ping An of China Futures (Hong Kong) Company Limited 中國平安期貨(香港)有限公司 RE 2 22 August 2012 14 April 2014
Ping An of China Securities (Hong Kong) Company Limited 中國平安証券(香港)有限公司 RE 1 22 August 2012 14 April 2014
ABCI Securities Company Limited 農銀國際證券有限公司 RE 1 24 January 2011 10 August 2012
ICBC International Futures Limited 工銀國際期貨有限公司 RE 2 07 April 2010 22 January 2011
ICBC International Securities Limited 工銀國際證券有限公司 RE 1 07 April 2010 22 January 2011
HSBC Broking Forex (Asia) Limited 滙豐金融外匯(亞洲)有限公司 RE 3 01 April 2003 20 March 2010
HSBC Broking Securities (Asia) Limited 滙豐金融證券(亞洲)有限公司 RE 1 01 April 2003 20 March 2010
HSBC Broking Futures (Asia) Limited 滙豐金融期貨(亞洲)有限公司 RE 2 01 April 2003 20 March 2010
HSBC Broking Futures (Asia) Limited 滙豐金融期貨(亞洲)有限公司 RE 5 01 April 2003 05 August 2004
HSBC Broking Futures (Asia) Limited 滙豐金融期貨(亞洲)有限公司 RE 9 01 April 2003 05 August 2004
HSBC Broking Securities (Asia) Limited 滙豐金融證券(亞洲)有限公司 RE 4 01 April 2003 05 August 2004
HSBC Broking Securities (Asia) Limited 滙豐金融證券(亞洲)有限公司 RE 6 01 April 2003 05 August 2004
HSBC Broking Securities (Asia) Limited 滙豐金融證券(亞洲)有限公司 RE 9 01 April 2003 05 August 2004
HSBC Broking Securities (Asia) Limited 滙豐金融證券(亞洲)有限公司 RE 7 01 April 2003 02 September 2003