SFC Licences of YAO Andrew E 姚恩
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| KCG Fund Management Limited 寶通基金管理有限公司 | RE | 9 | 20 February 2013 | 27 March 2019 |
| KCG Fund Management Limited 寶通基金管理有限公司 | RE | 4 | 20 February 2013 | 27 March 2019 |
| KCG Fund Management Limited 寶通基金管理有限公司 | RE | 9 | 17 February 2009 | 01 April 2011 |
| KCG Fund Management Limited 寶通基金管理有限公司 | RE | 4 | 17 February 2009 | 01 April 2011 |
| Deltroit (Hong Kong) Limited | RE | 9 | 25 April 2007 | 17 October 2008 |
| Deltroit (Hong Kong) Limited | RE | 4 | 25 April 2007 | 17 October 2008 |
| Mason Securities Limited 茂宸證券有限公司 | RE | 1 | 01 April 2004 | 17 February 2007 |
| China International Capital Corporation (International) Limited 中國國際金融(國際)有限公司 | RE | 1 | 01 April 2003 | 05 July 2003 |
| China International Capital Corporation (International) Limited 中國國際金融(國際)有限公司 | RE | 9 | 01 April 2003 | 05 July 2003 |
| China International Capital Corporation (International) Limited 中國國際金融(國際)有限公司 | RE | 6 | 01 April 2003 | 05 July 2003 |
| China International Capital Corporation (International) Limited 中國國際金融(國際)有限公司 | RE | 4 | 01 April 2003 | 05 July 2003 |