SFC Licences of HO Man Kit, Frankie 何文傑

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
BOCOM International Securities Limited 交銀國際證券有限公司 RE 1 26 July 2011 24 May 2017
CVP Securities Limited 星火證券有限公司 RE 1 23 April 2010 21 July 2011
Yuanta Asia Investment (Hong Kong) Limited 元大亞洲投資(香港)有限公司 RE 1 04 December 2009 15 April 2010
HSBC Broking Securities (Asia) Limited 滙豐金融證券(亞洲)有限公司 RE 1 01 April 2003 17 November 2009
HSBC Broking Securities (Hong Kong) Limited 滙豐金融證券(香港)有限公司 RE 1 01 April 2003 17 November 2009
HSBC Broking Securities (Asia) Limited 滙豐金融證券(亞洲)有限公司 RE 9 01 April 2003 05 August 2004
HSBC Broking Securities (Asia) Limited 滙豐金融證券(亞洲)有限公司 RE 6 01 April 2003 05 August 2004
HSBC Broking Securities (Asia) Limited 滙豐金融證券(亞洲)有限公司 RE 4 01 April 2003 05 August 2004
HSBC Broking Securities (Hong Kong) Limited 滙豐金融證券(香港)有限公司 RE 9 01 April 2003 05 August 2004
HSBC Broking Securities (Hong Kong) Limited 滙豐金融證券(香港)有限公司 RE 4 01 April 2003 05 August 2004
HSBC Broking Securities (Hong Kong) Limited 滙豐金融證券(香港)有限公司 RE 6 01 April 2003 05 August 2004
HSBC Broking Securities (Asia) Limited 滙豐金融證券(亞洲)有限公司 RE 7 01 April 2003 02 September 2003