SFC Licences of LEE Raymond Yuman 李裕民

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution	Role	Licences	Start date	End date
CITIC Securities International Global Markets Limited 中信證券國際全球市場有限公司	RO	4	23 May 2017	20 October 2017
CITIC Securities Corporate Finance (HK) Limited 中信証券融資(香港)有限公司	RO	6	11 March 2009	01 May 2017
CITIC Securities Corporate Finance (HK) Limited 中信証券融資(香港)有限公司	RO	4	11 March 2009	01 May 2017
CITIC Securities Corporate Finance (HK) Limited 中信証券融資(香港)有限公司	RO	1	11 March 2009	01 May 2017
CITIC Securities Corporate Finance (HK) Limited 中信証券融資(香港)有限公司	RE	6	25 February 2009	11 March 2009
CITIC Securities Corporate Finance (HK) Limited 中信証券融資(香港)有限公司	RE	4	25 February 2009	11 March 2009
CITIC Securities Corporate Finance (HK) Limited 中信証券融資(香港)有限公司	RE	1	25 February 2009	11 March 2009
Citigroup Global Markets Hong Kong Futures and Securities Limited	RO	1	13 June 2007	10 July 2008
Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司	RO	6	13 June 2007	10 July 2008
Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司	RO	1	13 June 2007	10 July 2008
Citigroup Global Markets Hong Kong Futures and Securities Limited	RE	1	25 March 2004	13 June 2007
Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司	RE	1	25 March 2004	13 June 2007
Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司	RE	6	01 April 2003	13 June 2007
Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司	RE	4	01 April 2003	01 March 2004
Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司	RE	9	01 April 2003	01 March 2004