SFC Licences of LAM Yik Fun 林憶芬

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Quam Asset Management Limited 華富建業資產管理有限公司 RO 9 11 January 2018 05 September 2018
Quam Asset Management Limited 華富建業資產管理有限公司 RO 4 11 January 2018 05 September 2018
Quam Securities Limited 華富建業證券有限公司 RO 1 11 January 2018 05 September 2018
Quam Securities Limited 華富建業證券有限公司 RE 1 24 July 2017 11 January 2018
Quam Asset Management Limited 華富建業資產管理有限公司 RE 9 31 March 2017 11 January 2018
Quam Asset Management Limited 華富建業資產管理有限公司 RE 4 31 March 2017 11 January 2018
E Fund Management (Hong Kong) Co., Limited 易方達資產管理(香港)有限公司 RO 9 01 September 2015 07 October 2016
E Fund Management (Hong Kong) Co., Limited 易方達資產管理(香港)有限公司 RO 4 01 September 2015 07 October 2016
E Fund Management (Hong Kong) Co., Limited 易方達資產管理(香港)有限公司 RO 1 01 September 2015 07 October 2016
E Fund Management (Hong Kong) Co., Limited 易方達資產管理(香港)有限公司 RE 9 19 May 2015 01 September 2015
E Fund Management (Hong Kong) Co., Limited 易方達資產管理(香港)有限公司 RE 4 19 May 2015 01 September 2015
E Fund Management (Hong Kong) Co., Limited 易方達資產管理(香港)有限公司 RE 1 19 May 2015 01 September 2015
CSOP Asset Management Limited 南方東英資產管理有限公司 RE 9 13 May 2013 30 April 2015
CSOP Asset Management Limited 南方東英資產管理有限公司 RE 4 13 May 2013 30 April 2015
Everbright Securities Investment Services (HK) Limited 光大證券投資服務（香港）有限公司 RE 1 26 April 2011 01 December 2011
AIA Wealth Management Company Limited 友邦財富管理有限公司 RO 1 30 April 2009 30 November 2010
PineBridge Investments Hong Kong Limited 柏瑞投資香港有限公司 RE 1 19 November 2007 31 December 2008
BNP PARIBAS ASSET MANAGEMENT ASIA Limited 法國巴黎資產管理亞洲有限公司 RE 4 06 May 2005 14 April 2006
BNP PARIBAS ASSET MANAGEMENT ASIA Limited 法國巴黎資產管理亞洲有限公司 RE 1 06 May 2005 14 April 2006
HSBC Investment Funds (Hong Kong) Limited RE 1 27 August 2004 04 May 2005
HSBC Global Asset Management (Hong Kong) Limited RE 9 18 May 2004 04 May 2005
HSBC Global Asset Management (Hong Kong) Limited RE 4 18 May 2004 04 May 2005
Allianz Global Investors Hong Kong Limited RE 4 01 April 2003 16 August 2003
Allianz Global Investors Hong Kong Limited RE 9 01 April 2003 16 August 2003
Allianz Global Investors Hong Kong Limited RE 6 01 April 2003 16 August 2003