SFC Licences of WONG Chi Ling 黃志凌

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Planetree Asset Management Limited 梧桐資產管理有限公司 RO 9 17 October 2023
Planetree Research Limited RO 5 27 September 2023
Planetree Research Limited RO 4 27 September 2023
Planetree Securities Limited 梧桐證券有限公司 RO 7 23 December 2022
Planetree Futures Limited 梧桐期貨有限公司 RO 2 17 June 2021
Planetree Securities Limited 梧桐證券有限公司 RO 1 17 June 2021
Future Growth Financial Services Limited 聚合金融服務有限公司 RO 2 17 September 2018 19 November 2020
Future Growth Financial Services Limited 聚合金融服務有限公司 RO 1 17 September 2018 19 November 2020
Future Growth Financial Services Limited 聚合金融服務有限公司 RE 2 12 July 2018 17 September 2018
Future Growth Financial Services Limited 聚合金融服務有限公司 RE 1 12 July 2018 17 September 2018
Ruisen Port Securities Limited 瑞森港通證券有限公司 RO 2 12 May 2011 01 May 2018
Ruisen Port Securities Limited 瑞森港通證券有限公司 RO 1 12 May 2011 01 May 2018
Rifa Securities Limited 日發證券有限公司 RO 1 22 September 2009 28 April 2011
Rifa Securities Limited 日發證券有限公司 RE 1 15 June 2009 22 September 2009
Rifa Futures Limited 日發期貨有限公司 RO 2 11 May 2009 28 April 2011
First Shanghai Securities Limited 第一上海證券有限公司 RE 1 26 May 2003 08 May 2009
First Shanghai Futures Limited 第一上海期貨有限公司 RE 7 26 May 2003 05 September 2003
First Shanghai Securities Limited 第一上海證券有限公司 RE 7 26 May 2003 02 September 2003
First Shanghai Futures Limited 第一上海期貨有限公司 RE 2 22 May 2003 08 May 2009