SFC Licences of LAM Lok Yee, Ada 林洛宜
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 | RE | 1 | 15 June 2022 | |
| Chinese Strategic Asset Management Limited 華人富通資產管理有限公司 | RO | 9 | 24 March 2016 | 30 November 2019 |
| Chinese Strategic Asset Management Limited 華人富通資產管理有限公司 | RO | 4 | 24 March 2016 | 30 November 2019 |
| Merrill Lynch (Asia Pacific) Limited | RE | 7 | 26 July 2010 | 24 April 2012 |
| Merrill Lynch (Asia Pacific) Limited | RE | 1 | 26 July 2010 | 24 April 2012 |
| Lehman Brothers Asia Limited 美國雷曼兄弟亞洲投資有限公司 | RE | 1 | 14 May 2004 | 15 February 2007 |
| Goldman Sachs (Asia) L.L.C. 高盛(亞洲)有限責任公司 | RE | 1 | 20 May 2003 | 07 April 2004 |
| Lehman Brothers Asia Limited 美國雷曼兄弟亞洲投資有限公司 | RE | 1 | 01 April 2003 | 02 May 2003 |
| Lehman Brothers Asia Limited 美國雷曼兄弟亞洲投資有限公司 | RE | 9 | 01 April 2003 | 02 May 2003 |
| Lehman Brothers Asia Limited 美國雷曼兄弟亞洲投資有限公司 | RE | 7 | 01 April 2003 | 02 May 2003 |
| Lehman Brothers Asia Limited 美國雷曼兄弟亞洲投資有限公司 | RE | 6 | 01 April 2003 | 02 May 2003 |
| Lehman Brothers Asia Limited 美國雷曼兄弟亞洲投資有限公司 | RE | 4 | 01 April 2003 | 02 May 2003 |