SFC Licences of YEUNG Yiu Wah, Francis 楊耀華

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Cinda International Capital Limited 信達國際融資有限公司 RO 1 11 July 2017 15 May 2022
Cinda International Capital Limited 信達國際融資有限公司 RO 6 14 June 2017 15 May 2022
Cinda International Capital Limited 信達國際融資有限公司 RE 6 17 May 2017 17 May 2017
Sinolink Securities (Hong Kong) Company Limited 國金證券(香港)有限公司 RO 6 10 June 2015 27 April 2017
Sinolink Securities (Hong Kong) Company Limited 國金證券(香港)有限公司 RE 1 15 April 2015 08 February 2017
Sinolink Securities (Hong Kong) Company Limited 國金證券(香港)有限公司 RE 6 15 April 2015 10 June 2015
South China Securities Limited 南華證券投資有限公司 RE 1 24 November 2014 31 March 2015
South China Capital Limited 南華融資有限公司 RO 6 19 July 2013 31 March 2015
Chanceton Capital Partners Limited 川盟融資有限公司 RE 6 03 May 2013 09 June 2013
China Merchants Securities (HK) Co., Limited 招商證券(香港)有限公司 RO 6 09 December 2010 03 December 2012
China Merchants Securities (HK) Co., Limited 招商證券(香港)有限公司 RE 6 24 June 2010 09 December 2010
KGI Wealth Management Limited 凱基財富管理有限公司 RE 1 27 March 2009 19 December 2009
KGI Capital (Hong Kong) Limited 凱基金融(香港)有限公司 RO 1 20 June 2008 19 December 2009
KGI Capital (Hong Kong) Limited 凱基金融(香港)有限公司 RO 6 08 July 2005 19 December 2009
KGI Wealth Management Limited 凱基財富管理有限公司 RO 6 25 May 2005 19 December 2009
KGI Wealth Management Limited 凱基財富管理有限公司 RO 1 25 May 2005 27 March 2009
KGI Wealth Management Limited 凱基財富管理有限公司 RE 6 28 January 2005 25 May 2005
KGI Wealth Management Limited 凱基財富管理有限公司 RE 1 28 January 2005 25 May 2005
Southwest Securities (HK) Capital Limited 西證(香港)融資有限公司 RO 6 25 October 2004 27 January 2005
Southwest Securities (HK) Capital Limited 西證(香港)融資有限公司 RO 1 25 October 2004 27 January 2005
Southwest Securities (HK) Capital Limited 西證(香港)融資有限公司 RE 6 04 October 2004 25 October 2004
Southwest Securities (HK) Capital Limited 西證(香港)融資有限公司 RE 1 04 October 2004 25 October 2004
JS Cresvale Capital Limited 日盛嘉富資本有限公司 RO 1 16 September 2003 23 August 2004
JS Cresvale Capital Limited 日盛嘉富資本有限公司 RO 6 01 April 2003 23 August 2004
JS Cresvale Capital Limited 日盛嘉富資本有限公司 RO 4 01 April 2003 16 September 2003
JS Cresvale Securities International Limited 日盛嘉富證券國際有限公司 RO 4 01 April 2003 16 September 2003
JS Cresvale Securities International Limited 日盛嘉富證券國際有限公司 RO 6 01 April 2003 16 September 2003