SFC Licences of LEE Suk Wah, Inessa 李菽樺

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
KINGKEY ASSET MANAGEMENT LIMITED 京基資產管理有限公司 RO 9 06 December 2017 18 November 2018
Smart Grandly Asset Management Limited 冠力資產管理有限公司 RO 9 18 September 2015 30 September 2017
Smart Grandly Asset Management Limited 冠力資產管理有限公司 RO 4 18 September 2015 30 September 2017
Grandly Financial Services Limited 冠力金融服務有限公司 RO 1 14 July 2015 31 July 2017
Grandly Financial Services Limited 冠力金融服務有限公司 RO 2 08 August 2014 31 July 2017
Fubon Securities (Hong Kong) Limited 富邦證券(香港)有限公司 RO 1 18 May 2012 01 January 2014
KGI Futures (Hong Kong) Limited 凱基期貨(香港)有限公司 RE 2 30 September 2009 01 March 2012
KGI Asia Limited 凱基證券亞洲有限公司 RO 1 22 October 2008 01 March 2012
KGI Securities (Hong Kong) Limited 凱基證券(香港)有限公司 RO 1 22 October 2008 01 March 2012
KGI Asia Limited 凱基證券亞洲有限公司 RE 1 24 August 2006 22 October 2008
Oriental Patron Securities Limited 東英亞洲證券有限公司 RE 1 05 September 2005 31 July 2006
SBI China Capital Commodities Limited 軟庫中華金融期貨有限公司 RE 2 06 July 2005 02 September 2005
SBI China Capital Securities Limited 軟庫中華金融證券有限公司 RE 1 18 August 2004 02 September 2005