SFC Licences of HO Siu Kee, David 何紹基

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution	Role	Licences	Start date	End date
Greentech Technology Asset Management Company Limited 綠科科技資產管理有限公司	RO	9	12 April 2024
Greentech Technology Asset Management Company Limited 綠科科技資產管理有限公司	RO	4	12 April 2024
Greentech Technology Asset Management Company Limited 綠科科技資產管理有限公司	RO	1	12 April 2024
Wealthy Securities Limited 永裕證劵有限公司	RO	9	13 October 2023	01 March 2024
Wealthy Securities Limited 永裕證劵有限公司	RO	4	13 October 2023	01 March 2024
Wealthy Securities Limited 永裕證劵有限公司	RO	1	13 October 2023	01 March 2024
Wealthy Securities Limited 永裕證劵有限公司	RE	9	13 October 2023	13 October 2023
Wealthy Securities Limited 永裕證劵有限公司	RE	4	13 October 2023	13 October 2023
Wealthy Securities Limited 永裕證劵有限公司	RE	1	13 October 2023	13 October 2023
CCB International Securities Limited 建銀國際證券有限公司	RE	4	04 August 2021	22 March 2023
CCB International Securities Limited 建銀國際證券有限公司	RE	1	04 August 2021	22 March 2023
CCB International Asset Management Limited 建銀國際資產管理有限公司	RO	4	18 January 2018	31 January 2021
CCB International Asset Management Limited 建銀國際資產管理有限公司	RO	1	18 January 2018	31 January 2021
CCB International Asset Management Limited 建銀國際資產管理有限公司	RE	4	03 April 2017	18 January 2018
CCB International Asset Management Limited 建銀國際資產管理有限公司	RE	1	03 April 2017	18 January 2018
CCB International Asset Management Limited 建銀國際資產管理有限公司	RO	9	17 June 2015	31 January 2021
CCB International Securities Limited 建銀國際證券有限公司	RE	4	30 June 2014	03 April 2017
CCB International Securities Limited 建銀國際證券有限公司	RE	1	30 June 2014	03 April 2017
CCB International Capital Limited 建銀國際金融有限公司	RE	1	07 March 2014	23 June 2014
CCB International Capital Limited 建銀國際金融有限公司	RE	6	08 August 2011	23 June 2014
CCB International Capital Limited 建銀國際金融有限公司	RO	6	13 May 2010	08 August 2011
CCB International Asset Management Limited 建銀國際資產管理有限公司	RO	9	23 April 2008	12 February 2014
CCB International Capital Limited 建銀國際金融有限公司	RO	1	31 August 2006	22 November 2006
CCB International Capital Limited 建銀國際金融有限公司	RO	6	08 December 2004	22 November 2006
CCB International Capital Limited 建銀國際金融有限公司	RE	1	21 October 2004	31 August 2006
CCB International Capital Limited 建銀國際金融有限公司	RE	6	21 October 2004	08 December 2004
Kingsway Capital Limited 滙富融資有限公司	RO	6	24 June 2004	06 October 2004
Kingsway Financial Services Group Limited 滙富金融服務有限公司	RO	6	20 February 2004	06 October 2004
Kingsway Financial Services Group Limited 滙富金融服務有限公司	RE	1	20 February 2004	06 October 2004
Kingsway Capital Limited 滙富融資有限公司	RE	6	20 February 2004	24 June 2004
Kingsway Financial Services Group Limited 滙富金融服務有限公司	RE	6	08 September 2003	20 February 2004
China Everbright Capital Limited 中國光大融資有限公司	RO	6	07 May 2003	07 August 2003