Current licenceholders of AMI621 CCB International Asset Management Limited 建銀國際資產管理有限公司
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Licenceholder | Role | Licences | Start date |
---|---|---|---|
LEE Yat Chun 李逸俊 | RE | 1 (Dealing in Securities) | 2021-02-19 |
LEE Yat Chun 李逸俊 | RE | 9 (Asset Management), 4 (Advising on Securities) | 2021-01-29 |
HE Chuangli 何闖立 | RE | 1 (Dealing in Securities) | 2020-11-10 |
HE Chuangli 何闖立 | RE | 9 (Asset Management), 4 (Advising on Securities) | 2020-11-06 |
HUI Suet Wah 許雪華 | RE | 1 (Dealing in Securities) | 2020-10-12 |
TSO Faye 曹斐凡 | RE | 1 (Dealing in Securities) | 2020-05-07 |
LI Lu 李璐 | RO | 9 (Asset Management), 4 (Advising on Securities), 1 (Dealing in Securities) | 2020-04-15 |
CAI Zhengde 蔡正德 | RE | 1 (Dealing in Securities) | 2019-12-03 |
FENG Xilai 丰习来 | RO | 4 (Advising on Securities), 9 (Asset Management), 1 (Dealing in Securities) | 2019-07-05 |
LAM Chun Ying 藍俊英 | RE | 1 (Dealing in Securities) | 2019-01-17 |
CHAN Kwok Tat, Daryl 陳國達 | RO | 1 (Dealing in Securities) | 2019-01-11 |
CHAN Ka Chun 陳嘉駿 | RE | 1 (Dealing in Securities) | 2019-01-02 |
SO Man Ting 蘇敏婷 | RE | 1 (Dealing in Securities) | 2018-12-20 |
LUK Kar Man, Carmen 陸嘉敏 | RE | 1 (Dealing in Securities) | 2018-11-30 |
YIP Hao Huan 葉皓華 | RE | 1 (Dealing in Securities) | 2018-08-06 |
YIP Hao Huan 葉皓華 | RE | 4 (Advising on Securities), 9 (Asset Management) | 2018-07-23 |
LI Qianxin 栗潛心 | RO | 9 (Asset Management), 1 (Dealing in Securities), 4 (Advising on Securities) | 2018-02-27 |
REN Qian 任倩 | RO | 9 (Asset Management) | 2018-02-22 |
PANG Wing Yi 彭詠儀 | RE | 1 (Dealing in Securities) | 2017-12-20 |
REN Qian 任倩 | RO | 4 (Advising on Securities), 1 (Dealing in Securities) | 2017-05-17 |
RUAN Baigang 阮柏剛 | RE | 4 (Advising on Securities), 9 (Asset Management), 1 (Dealing in Securities) | 2017-01-26 |
CHEN Lan 陳藍 | RE | 9 (Asset Management), 1 (Dealing in Securities), 4 (Advising on Securities) | 2016-12-23 |
LI Ming Jeung, Michael 李名璋 | RE | 9 (Asset Management), 4 (Advising on Securities), 1 (Dealing in Securities) | 2016-08-03 |
CHOI King Pong 蔡競邦 | RE | 1 (Dealing in Securities) | 2016-04-05 |
LU Pei 魯沛 | RE | 1 (Dealing in Securities), 4 (Advising on Securities), 9 (Asset Management) | 2015-03-03 |
WU Zhenhao 伍臻豪 | RE | 4 (Advising on Securities), 9 (Asset Management), 1 (Dealing in Securities) | 2014-12-30 |
WEI Yucheng 魏玉成 | RO | 4 (Advising on Securities), 1 (Dealing in Securities) | 2014-07-21 |
HUNG Yat 洪一 | RO | 1 (Dealing in Securities), 4 (Advising on Securities), 9 (Asset Management) | 2014-03-27 |
HUANG Dongli 黃東籬 | RE | 1 (Dealing in Securities), 4 (Advising on Securities), 9 (Asset Management) | 2013-08-21 |
CHAN Wang Lak 陳宏力 | RE | 1 (Dealing in Securities) | 2013-08-14 |
PANG Ching Yee 彭靜儀 | RE | 4 (Advising on Securities) | 2013-03-14 |
PANG Ching Yee 彭靜儀 | RE | 1 (Dealing in Securities), 9 (Asset Management) | 2012-08-15 |
WEI Yucheng 魏玉成 | RO | 9 (Asset Management) | 2012-07-25 |
LO Chak Bong, Alfred Bing 盧澤邦 | RO | 1 (Dealing in Securities) | 2012-04-02 |
CHAN Chi Ki 陳之祺 | RE | 4 (Advising on Securities), 9 (Asset Management) | 2011-11-07 |
LAW Yan Ni, Freda 羅茵妮 | RE | 9 (Asset Management), 4 (Advising on Securities) | 2010-06-10 |
LO Chak Bong, Alfred Bing 盧澤邦 | RO | 4 (Advising on Securities) | 2009-09-15 |
LO Chak Bong, Alfred Bing 盧澤邦 | RO | 9 (Asset Management) | 2008-12-08 |