SFC Licences of CHOW Yat Ming, William 周逸明
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| KGI Asia Limited 凱基證券亞洲有限公司 | RE | 1 | 03 October 2017 | |
| KGI Asia Limited 凱基證券亞洲有限公司 | RE | 1 | 31 October 2008 | 02 October 2017 |
| KGI Futures (Hong Kong) Limited 凱基期貨(香港)有限公司 | RE | 2 | 31 October 2008 | |
| CES Commodities (HK) Limited 光證期貨（香港）有限公司 | RE | 2 | 21 July 2004 | 25 October 2008 |
| Everbright Securities Investment Services (HK) Limited 光大證券投資服務（香港）有限公司 | RE | 1 | 21 July 2004 | 25 October 2008 |
| RBC Futures Services (Asia) Limited | RE | 2 | 01 April 2003 | 06 July 2004 |
| RBC Investment Services (Asia) Limited 加皇投資理財有限公司 | RE | 4 | 01 April 2003 | 05 July 2004 |
| RBC Investment Services (Asia) Limited 加皇投資理財有限公司 | RE | 1 | 01 April 2003 | 05 July 2004 |
| RBC Investment Services (Asia) Limited 加皇投資理財有限公司 | RE | 6 | 01 April 2003 | 17 February 2004 |
| RBC Futures Services (Asia) Limited | RE | 5 | 01 April 2003 | 17 February 2004 |
| RBC Investment Services (Asia) Limited 加皇投資理財有限公司 | RE | 9 | 01 April 2003 | 17 February 2004 |
| RBC Futures Services (Asia) Limited | RE | 9 | 01 April 2003 | 18 June 2003 |