SFC Licences of NG See Wai, Rowena 吳思煒
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| BOCI Asia Limited 中銀國際亞洲有限公司 | RO | 6 | 09 October 2020 | 28 February 2023 |
| BOCI Asia Limited 中銀國際亞洲有限公司 | RE | 6 | 13 January 2016 | 09 October 2020 |
| Standard Chartered Securities (Hong Kong) Limited 渣打證券(香港)有限公司 | RO | 6 | 02 June 2004 | 20 December 2006 |
| Standard Chartered Securities (Hong Kong) Limited 渣打證券(香港)有限公司 | RO | 4 | 02 June 2004 | 20 December 2006 |
| Standard Chartered Securities (Hong Kong) Limited 渣打證券(香港)有限公司 | RO | 1 | 02 June 2004 | 20 December 2006 |
| Standard Chartered Securities (Hong Kong) Limited 渣打證券(香港)有限公司 | RE | 6 | 14 May 2004 | 02 June 2004 |
| Standard Chartered Securities (Hong Kong) Limited 渣打證券(香港)有限公司 | RE | 4 | 14 May 2004 | 02 June 2004 |
| Standard Chartered Securities (Hong Kong) Limited 渣打證券(香港)有限公司 | RE | 1 | 14 May 2004 | 02 June 2004 |
| BOCI Asia Limited 中銀國際亞洲有限公司 | RE | 6 | 10 May 2004 | 14 May 2004 |
| BOCI Asia Limited 中銀國際亞洲有限公司 | RE | 1 | 10 May 2004 | 14 May 2004 |
| BOCI Asia Limited 中銀國際亞洲有限公司 | RO | 1 | 01 April 2003 | 10 May 2004 |
| BOCI Asia Limited 中銀國際亞洲有限公司 | RO | 6 | 01 April 2003 | 10 May 2004 |