SFC Licences of LAM Yee Kwan 林懿君
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| FT Securities Limited 富通證券有限公司 | RO | 5 | 11 January 2011 | 16 January 2012 |
| FT Securities Limited 富通證券有限公司 | RO | 4 | 11 January 2011 | 16 January 2012 |
| FT Securities Limited 富通證券有限公司 | RO | 2 | 11 January 2011 | 16 January 2012 |
| FT Securities Limited 富通證券有限公司 | RO | 1 | 11 January 2011 | 16 January 2012 |
| FT Securities Limited 富通證券有限公司 | RE | 5 | 26 May 2008 | 11 January 2011 |
| FT Securities Limited 富通證券有限公司 | RE | 2 | 26 May 2008 | 11 January 2011 |
| FT Securities Limited 富通證券有限公司 | RE | 1 | 17 April 2008 | 11 January 2011 |
| PineBridge Investments Hong Kong Limited 柏瑞投資香港有限公司 | RE | 1 | 23 November 2004 | 03 April 2008 |
| FT Securities Limited 富通證券有限公司 | RE | 6 | 01 April 2003 | 04 April 2003 |
| FT Securities Limited 富通證券有限公司 | RE | 4 | 01 April 2003 | 04 April 2003 |
| FT Securities Limited 富通證券有限公司 | RE | 1 | 01 April 2003 | 04 April 2003 |
| FT Securities Limited 富通證券有限公司 | RE | 9 | 01 April 2003 | 04 April 2003 |
| Jefferies Bache (Hong Kong) Limited | RE | 2 | 01 April 2003 | 04 April 2003 |
| Jefferies Bache (Hong Kong) Limited | RE | 9 | 01 April 2003 | 04 April 2003 |
| Jefferies Bache (Hong Kong) Limited | RE | 5 | 01 April 2003 | 04 April 2003 |