SFC Licences of LO Kar Yiu 羅家耀
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Zhongrong PT Securities Limited 中融平和證券有限公司 | RE | 3 | 27 July 2015 | 16 September 2015 |
| Emperor International Exchange (Hong Kong) Company Limited 英皇金融集團(香港)有限公司 | RE | 3 | 01 April 2003 | 24 September 2014 |