SFC Licences of NG Chung Ming 吳宗明
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
CES Forex (HK) Limited 光證外匯(香港)有限公司 | RE | 3 | 03 December 2018 | 26 July 2019 |
Emperor Futures Limited 英皇期貨有限公司 | RE | 2 | 20 April 2009 | 23 December 2011 |
Emperor International Exchange (Hong Kong) Company Limited 英皇金融集團(香港)有限公司 | RE | 3 | 01 April 2003 | 01 July 2017 |