SFC Licences of SHUPER Mark Stefan

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Morgan Stanley Hong Kong Futures Limited RE 2 15 August 2007 26 May 2008
Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 RE 1 01 April 2003 26 May 2008
Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 RE 4 01 April 2003 01 July 2007
Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 RE 7 01 April 2003 11 February 2004
Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 RE 6 01 April 2003 11 February 2004