SFC Licences of KWOK Ka Lok 郭家樂
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Emperor International Exchange (Hong Kong) Company Limited 英皇金融集團(香港)有限公司 | RO | 3 | 31 May 2022 | |
| Emperor International Exchange (Hong Kong) Company Limited 英皇金融集團(香港)有限公司 | RE | 3 | 17 November 2021 | 31 May 2022 |
| Emperor International Exchange (Hong Kong) Company Limited 英皇金融集團(香港)有限公司 | RO | 3 | 10 February 2021 | 17 November 2021 |
| Emperor Securities Limited 英皇證券有限公司 | RE | 1 | 29 January 2009 | 01 November 2010 |
| Emperor International Exchange (Hong Kong) Company Limited 英皇金融集團(香港)有限公司 | RE | 3 | 01 April 2003 | 10 February 2021 |