SFC Licences of KWOK Ka Lok 郭家樂

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Emperor International Exchange (Hong Kong) Company Limited 英皇金融集團(香港)有限公司
RE 3 17 November 2021
Emperor International Exchange (Hong Kong) Company Limited 英皇金融集團(香港)有限公司
RO 3 10 February 2021 17 November 2021
Emperor Securities Limited 英皇證券(香港)有限公司
RE 1 29 January 2009 01 November 2010
Emperor International Exchange (Hong Kong) Company Limited 英皇金融集團(香港)有限公司
RE 3 01 April 2003 10 February 2021