SFC Licences of DUONG My Hanh, Alice 楊惠敏
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
RBC Investment Services (Asia) Limited 加皇投資理財有限公司 | RO | 1 | 01 April 2003 | 09 October 2004 |
RBC Futures Services (Asia) Limited | RO | 2 | 01 April 2003 | 09 October 2004 |
RBC Investment Services (Asia) Limited 加皇投資理財有限公司 | RO | 9 | 01 April 2003 | 09 October 2004 |
RBC Investment Services (Asia) Limited 加皇投資理財有限公司 | RO | 4 | 01 April 2003 | 09 October 2004 |