SFC Licences of TSUI Moon Kwong 徐滿光
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Sun Securities Limited 太陽證券有限公司 | RO | 1 | 27 November 2019 | |
| Sun Securities Limited 太陽證券有限公司 | RE | 1 | 07 July 2017 | 27 November 2019 |
| Fairwin Broking Limited 海富證券有限公司 | RE | 1 | 23 November 2016 | 07 July 2017 |
| Gary Cheng Securities Limited 加多利證券有限公司 | RE | 4 | 10 December 2015 | 16 November 2016 |
| Gary Cheng Securities Limited 加多利證券有限公司 | RE | 1 | 10 December 2015 | 16 November 2016 |
| One China Securities Limited 一中證券有限公司 | RE | 1 | 01 September 2005 | 23 November 2015 |
| Orient Securities Limited 東方匯財證券有限公司 | RE | 1 | 01 November 2004 | 27 August 2005 |
| KGI Wealth Management Limited 凱基財富管理有限公司 | RE | 1 | 25 October 2004 | 25 October 2004 |
| KGI Wealth Management Limited 凱基財富管理有限公司 | RE | 1 | 22 September 2004 | 20 October 2004 |