SFC Licences of TSE Bun, Benjamin 謝彬

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Global Mastermind Investment Limited 環球大通投資有限公司 RE 9 26 March 2018
OP Investment Management Limited 東英投資管理有限公司 RE 9 29 June 2012 31 December 2012
PacAsia Advisors Limited 亞太國際投資有限公司 RO 9 03 December 2010 30 September 2011
Astrum Capital Management Limited 阿仕特朗資本管理有限公司 RE 9 23 July 2010 03 September 2010
Quam Securities Limited 華富建業證券有限公司 RE 9 28 November 2008 30 April 2009
Aetos Capital Management (Asia) Limited RE 9 30 April 2007 26 May 2008
Deutsche Securities Asia Limited 德意志證券亞洲有限公司 RE 1 01 April 2003 29 December 2006
Deutsche Securities Asia Limited 德意志證券亞洲有限公司 RE 4 01 April 2003 16 April 2004
Deutsche Securities Asia Limited 德意志證券亞洲有限公司 RE 6 01 April 2003 08 January 2004
Deutsche Securities Asia Limited 德意志證券亞洲有限公司 RE 9 01 April 2003 08 January 2004