Current licenceholders of AAJ984 Deutsche Securities Asia Limited 德意志證券亞洲有限公司

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Licenceholder Role Licences Start date
THYGESEN Brent George RO [1] (Dealing in Securities) 01 June 2020
POON Tsz Yuen 潘子遠 RO [6] (Advising on Corporate Finance) 24 April 2020
THYGESEN Brent George RO [7] (Providing Automated Trading Services) 26 March 2020
HANAFUSA Io RO [7] (Providing Automated Trading Services) 12 February 2020
DOYLE John Aaron RO [1] (Dealing in Securities), [2] (Dealing in Futures Contracts) 29 October 2019
WANG Songying 王宋迎 RE [6] (Advising on Corporate Finance) 24 October 2019
ZHOU Qiuyuan 周秋媛 RE [6] (Advising on Corporate Finance) 23 October 2019
GAO Xuyang 高序揚 RE [6] (Advising on Corporate Finance) 14 October 2019
ZENG Yushun 曾昱顺 RE [6] (Advising on Corporate Finance) 09 October 2019
OU Yitong 區奕彤 RE [6] (Advising on Corporate Finance) 08 October 2019
ZHANG Shengmin 張聖敏 RE [6] (Advising on Corporate Finance) 02 October 2019
SHEN Shijun 沈士竣 RE [6] (Advising on Corporate Finance) 30 September 2019
LAM Derek Matthew 林嘉誠 RE [6] (Advising on Corporate Finance) 22 August 2019
ZHENG Dongying 鄭冬穎 RE [6] (Advising on Corporate Finance) 24 July 2019
NAJI Ramin RE [6] (Advising on Corporate Finance) 08 July 2019
LIN Han 林翰 RE [6] (Advising on Corporate Finance) 20 June 2019
YUEN Ka Yan 袁嘉欣 RE [6] (Advising on Corporate Finance) 19 June 2019
BAEK June Seok 白埈錫 RE [1] (Dealing in Securities), [2] (Dealing in Futures Contracts) 30 May 2019
TAM Kevin 譚浠泓 RE [2] (Dealing in Futures Contracts) 30 May 2019
YOON Jerry Chan 尹燦 RE [2] (Dealing in Futures Contracts) 21 May 2019
ROY Ashwani Kumar RE [6] (Advising on Corporate Finance) 20 May 2019
YANG Angus Sheau Yu 楊曉瑜 RO [7] (Providing Automated Trading Services) 25 April 2019
NGAN Tsung Wen, Melody 顏瑽韻 RE [6] (Advising on Corporate Finance) 09 April 2019
LEUNG Brian Dik-Lun 梁迪倫 RE [1] (Dealing in Securities) 09 April 2019
JAIN Purvi RE [1] (Dealing in Securities), [2] (Dealing in Futures Contracts) 09 April 2019
TSANG Hing Lun 曾慶倫 RE [1] (Dealing in Securities) 28 March 2019
NOH James Hyon RE [1] (Dealing in Securities), [2] (Dealing in Futures Contracts) 26 March 2019
CHAN Siu Kwong 陳兆光 RE [6] (Advising on Corporate Finance) 14 February 2019
YUE Zhihao 岳志昊 RE [6] (Advising on Corporate Finance) 21 January 2019
WONG Nathan RE [1] (Dealing in Securities) 14 January 2019
NG Cheuk Fan 吳卓勳 RE [1] (Dealing in Securities), [2] (Dealing in Futures Contracts) 02 January 2019
SANCHEZ Marlon Mikhail RO [2] (Dealing in Futures Contracts) 20 December 2018
LI Yuanyuan 李媛媛 RE [6] (Advising on Corporate Finance) 11 December 2018
POH Wee Leng Alan 傅偉麟 RE [1] (Dealing in Securities), [2] (Dealing in Futures Contracts) 12 November 2018
GUO Yingyu 郭穎瑜 RE [1] (Dealing in Securities) 02 November 2018
LI Si 李思 RE [6] (Advising on Corporate Finance) 16 October 2018
DU Haiyang 杜海洋 RE [6] (Advising on Corporate Finance) 27 September 2018
TSAI Song-Yi 蔡松宜 RE [1] (Dealing in Securities), [2] (Dealing in Futures Contracts) 26 September 2018
LI Shuhao 李書豪 RE [6] (Advising on Corporate Finance) 21 September 2018
LIN Tong 林桐 RE [6] (Advising on Corporate Finance) 21 September 2018
TAN Wei Chong Fabian 陳偉仲 RE [6] (Advising on Corporate Finance) 19 September 2018
LIU Zongyuan 劉宗源 RE [6] (Advising on Corporate Finance) 17 September 2018
PANG Ka Yin 彭嘉妍 RE [6] (Advising on Corporate Finance) 01 August 2018
YANG Angus Sheau Yu 楊曉瑜 RO [1] (Dealing in Securities), [2] (Dealing in Futures Contracts) 07 June 2018
LIU Yishu 劉依舒 RE [6] (Advising on Corporate Finance) 04 June 2018
LAU Cheung Kei 劉掌畿 RE [1] (Dealing in Securities), [2] (Dealing in Futures Contracts) 16 May 2018
ZHAO Xun 趙尋 RE [6] (Advising on Corporate Finance) 14 May 2018
LAU Ying Tung, Stephen 劉穎東 RE [2] (Dealing in Futures Contracts) 25 April 2018
TSANG Simon Sai Cheong 曾世昌 RE [1] (Dealing in Securities) 19 March 2018
FOONG Leon Chiew 馮良昭 RE [6] (Advising on Corporate Finance) 01 March 2018
SHI Hanbei 施含蓓 RE [1] (Dealing in Securities) 26 January 2018
TIAN Ke 田克 RE [6] (Advising on Corporate Finance) 29 December 2017
ZHANG Yi 張禕 RE [6] (Advising on Corporate Finance) 30 October 2017
LAUNGANI Neel RE [6] (Advising on Corporate Finance) 23 October 2017
SOERENSEN Morten RE [1] (Dealing in Securities) 23 October 2017
GE Guanhong RE [6] (Advising on Corporate Finance) 29 September 2017
HUANG Hsing-Han 黃省翰 RE [6] (Advising on Corporate Finance) 25 September 2017
WU Huihuang 吳輝煌 RE [6] (Advising on Corporate Finance) 15 September 2017
YOUNG Charles Maximilian RE [1] (Dealing in Securities) 11 September 2017
WANG Mengjie 王夢潔 RE [6] (Advising on Corporate Finance) 17 July 2017
BLENKIRON Philip Edward RO [1] (Dealing in Securities), [2] (Dealing in Futures Contracts) 07 July 2017
LIM Yang Kind 林揚凱 RE [6] (Advising on Corporate Finance) 22 May 2017
LEONG Tzi Ying 梁智瀛 RE [6] (Advising on Corporate Finance) 02 February 2017
DING Mingyuan 丁明元 RE [1] (Dealing in Securities) 03 January 2017
BUBERE Ayesha RE [1] (Dealing in Securities) 11 November 2016
ELALINGAM Mayooran RE [6] (Advising on Corporate Finance) 03 October 2016
LAUK Leon-Alexis Johann Carol RE [6] (Advising on Corporate Finance) 13 September 2016
LAM Chung Yui, Jason 林忠銳 RE [1] (Dealing in Securities) 12 September 2016
LUO Bote 羅博特 RE [6] (Advising on Corporate Finance) 09 September 2016
ROYAL Andrew John RE [1] (Dealing in Securities) 24 August 2016
NEO Charles Hiang Kiat RE [6] (Advising on Corporate Finance) 23 June 2016
HO Kar Wing, Karen 何嘉詠 RE [2] (Dealing in Futures Contracts) 20 May 2016
WONG Wing Tak 王永德 RE [6] (Advising on Corporate Finance) 05 May 2016
BARNES Tate James RE [1] (Dealing in Securities), [2] (Dealing in Futures Contracts) 18 January 2016
CHUE Chun Kin John 朱振堅 RE [1] (Dealing in Securities), [2] (Dealing in Futures Contracts) 18 November 2015
WONG Yuen Ching 黃元正 RE [6] (Advising on Corporate Finance) 20 October 2015
LIU Quanquan 刘泉泉 RE [6] (Advising on Corporate Finance) 31 March 2015
LI Shu 李姝 RE [6] (Advising on Corporate Finance) 21 August 2014
HAGENDYK Chris Andrew RE [1] (Dealing in Securities) 07 July 2014
HANAFUSA Io RE [1] (Dealing in Securities) 04 July 2014
FENG Nancy Yu Qian 馮雨茜 RE [6] (Advising on Corporate Finance) 03 June 2014
TAM Vernon Craig Goodheart 譚乃廉 RE [6] (Advising on Corporate Finance) 16 May 2014
CHAU Andy Kane Man 周敬民 RE [1] (Dealing in Securities) 02 January 2014
GURNANI Dinesh RE [1] (Dealing in Securities), [2] (Dealing in Futures Contracts) 02 January 2014
LUO Haiyan RE [1] (Dealing in Securities), [2] (Dealing in Futures Contracts) 01 November 2013
LIANG Minfeng 梁敏鋒 RE [6] (Advising on Corporate Finance) 31 October 2013
KAIM-CAUDLE Nicholas RE [1] (Dealing in Securities), [2] (Dealing in Futures Contracts) 02 October 2013
SHIMOMURA Yoshio 下村吉男 RE [1] (Dealing in Securities) 18 April 2013
CREEDON Katherine Claire RE [2] (Dealing in Futures Contracts) 08 March 2013
MOREIRA Nicholas Hubert RO [1] (Dealing in Securities) 13 December 2012
HUANG Jingying 黃晶瑩 RE [6] (Advising on Corporate Finance) 22 October 2012
TAM Kevin 譚浠泓 RE [1] (Dealing in Securities) 06 September 2012
RODIER Florent Edouard Marie RE [1] (Dealing in Securities), [2] (Dealing in Futures Contracts) 23 August 2012
WANG Kai 王凱 RE [6] (Advising on Corporate Finance) 24 April 2012
XU Yang 許揚 RE [6] (Advising on Corporate Finance) 16 April 2012
JOHNSON Donald Joseph RE [1] (Dealing in Securities), [2] (Dealing in Futures Contracts) 16 April 2012
LUU James Chi Cuong RE [6] (Advising on Corporate Finance) 12 April 2012
FAN Shaoli 范少立 RE [6] (Advising on Corporate Finance) 05 March 2012
GU Dechun 顧德純 RE [6] (Advising on Corporate Finance) 05 March 2012
WU Qiong 吳窮 RE [6] (Advising on Corporate Finance) 05 March 2012
WANG Rowena 王允慧 RO [6] (Advising on Corporate Finance) 02 March 2012
NGIE Chuen Shun 倪傳順 RO [6] (Advising on Corporate Finance) 02 March 2012
TANG Kuan Mo 鄧君武 RE [1] (Dealing in Securities) 07 October 2011
PREBOLA Scott Thomas RE [1] (Dealing in Securities) 02 August 2011
SANCHEZ Marlon Mikhail RO [1] (Dealing in Securities) 04 January 2011
HUANG Ruohai 黃若海 RE [1] (Dealing in Securities) 08 January 2010
CIANI BASSETTI Pietro RE [1] (Dealing in Securities) 30 September 2008
CREEDON Katherine Claire RE [1] (Dealing in Securities) 22 January 2008
LAU Ying Tung, Stephen 劉穎東 RE [1] (Dealing in Securities) 01 June 2006