SFC Licences of CHAN Pak Ming, Nicholas 陳百銘
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| RBC Investment Services (Asia) Limited 加皇投資理財有限公司 | RE | 4 | 10 July 2006 | |
| RBC Investment Services (Asia) Limited 加皇投資理財有限公司 | RE | 5 | 01 July 2006 | |
| RBC Investment Services (Asia) Limited 加皇投資理財有限公司 | RE | 2 | 01 July 2006 | |
| RBC Investment Services (Asia) Limited 加皇投資理財有限公司 | RE | 1 | 01 July 2006 | |
| FT Securities Limited 富通證券有限公司 | RE | 5 | 30 September 2005 | 22 June 2006 |
| FT Securities Limited 富通證券有限公司 | RE | 2 | 30 September 2005 | 22 June 2006 |
| FT Securities Limited 富通證券有限公司 | RE | 1 | 02 April 2004 | 22 June 2006 |
| Jefferies Bache (Hong Kong) Limited | RE | 2 | 02 April 2004 | 04 October 2005 |
| Nerico Brothers Limited | RE | 5 | 01 April 2003 | 08 March 2004 |
| Nerico Brothers Limited | RE | 2 | 01 April 2003 | 08 March 2004 |
| Nerico Brothers Limited | RE | 9 | 01 April 2003 | 08 March 2004 |