SFC Licences of WOO Siu Ling, Kathin 鄔笑玲
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| China Galaxy International Securities (Hong Kong) Co., Limited 中國銀河國際證券(香港)有限公司 | RE | 1 | 30 November 2020 | |
| Soochow Securities International Brokerage Limited 東吳證券國際經紀有限公司 | RE | 1 | 18 December 2014 | 24 November 2020 |
| Huatai Financial Holdings (Hong Kong) Limited 華泰金融控股(香港)有限公司 | RE | 1 | 11 July 2011 | 05 December 2014 |
| Kingston Securities Limited 金利豐證券有限公司 | RE | 1 | 02 April 2008 | 25 June 2011 |