SFC Licences of YAO Yuen-jen, Michael 姚允仁
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Rothschild & Co Hong Kong Limited 羅斯柴爾德恩可香港有限公司 | RO | 6 | 05 December 2006 | 01 December 2012 |
| Rothschild & Co Hong Kong Limited 羅斯柴爾德恩可香港有限公司 | RO | 4 | 05 December 2006 | 01 December 2012 |
| Rothschild & Co Hong Kong Limited 羅斯柴爾德恩可香港有限公司 | RO | 1 | 05 December 2006 | 01 December 2012 |
| Rothschild & Co Hong Kong Limited 羅斯柴爾德恩可香港有限公司 | RE | 6 | 01 September 2006 | 05 December 2006 |
| Rothschild & Co Hong Kong Limited 羅斯柴爾德恩可香港有限公司 | RE | 4 | 01 September 2006 | 05 December 2006 |
| Rothschild & Co Hong Kong Limited 羅斯柴爾德恩可香港有限公司 | RE | 1 | 01 September 2006 | 05 December 2006 |
| DBS Asia Capital Limited 星展亞洲融資有限公司 | RO | 6 | 27 September 2005 | 08 July 2006 |
| DBS Asia Capital Limited 星展亞洲融資有限公司 | RO | 4 | 27 September 2005 | 08 July 2006 |
| DBS Asia Capital Limited 星展亞洲融資有限公司 | RO | 1 | 27 September 2005 | 08 July 2006 |
| ARX Advisors Limited | RO | 6 | 04 December 2003 | 01 September 2005 |