SFC Licences of CHAN Yiu Chung 陳耀宗

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Finet Securities Limited 財華證券有限公司 RO 2 28 August 2006 20 August 2008
Finet Securities Limited 財華證券有限公司 RO 1 28 August 2006 20 August 2008
Finet Securities Limited 財華證券有限公司 RE 2 25 January 2006 28 August 2006
Finet Securities Limited 財華證券有限公司 RE 1 25 January 2006 28 August 2006
Cinda International Securities Limited 信達國際證券有限公司 RE 1 15 July 2004 20 January 2006
Cinda International Futures Limited 信達國際期貨有限公司 RE 2 01 April 2003 20 January 2006
Cinda International Investment Management Limited 信達國際投資管理有限公司 RE 3 01 April 2003 03 August 2005
Cinda International Futures Limited 信達國際期貨有限公司 RE 9 01 April 2003 15 January 2004
Cinda International Futures Limited 信達國際期貨有限公司 RE 5 01 April 2003 15 January 2004