SFC Licences of CHAN Yiu Chung 陳耀宗
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
Finet Securities Limited 財華證券有限公司 | RO | 2 | 28 August 2006 | 20 August 2008 |
Finet Securities Limited 財華證券有限公司 | RO | 1 | 28 August 2006 | 20 August 2008 |
Finet Securities Limited 財華證券有限公司 | RE | 2 | 25 January 2006 | 28 August 2006 |
Finet Securities Limited 財華證券有限公司 | RE | 1 | 25 January 2006 | 28 August 2006 |
Cinda International Securities Limited 信達國際證券有限公司 | RE | 1 | 15 July 2004 | 20 January 2006 |
Cinda International Futures Limited 信達國際期貨有限公司 | RE | 2 | 01 April 2003 | 20 January 2006 |
Cinda International Investment Management Limited 信達國際投資管理有限公司 | RE | 3 | 01 April 2003 | 03 August 2005 |
Cinda International Futures Limited 信達國際期貨有限公司 | RE | 9 | 01 April 2003 | 15 January 2004 |
Cinda International Futures Limited 信達國際期貨有限公司 | RE | 5 | 01 April 2003 | 15 January 2004 |