SFC Licences of CHAN Chi Ip 陳志業

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
P.B. Global Asset Management Limited 倍搏環球資產管理有限公司 RO 9 15 February 2023
P.B. Global Asset Management Limited 倍搏環球資產管理有限公司 RO 4 15 February 2023
Theia Securities Limited 遠源證券有限公司 RO 9 08 July 2022 14 February 2023
Theia Securities Limited 遠源證券有限公司 RO 4 08 July 2022 14 February 2023
Theia Securities Limited 遠源證券有限公司 RO 1 08 July 2022 14 February 2023
P.B. Global Asset Management Limited 倍搏環球資產管理有限公司 RO 9 10 March 2020 05 July 2022
P.B. Global Asset Management Limited 倍搏環球資產管理有限公司 RO 4 10 March 2020 05 July 2022
P.B. Global Asset Management Limited 倍搏環球資產管理有限公司 RE 9 07 January 2020 10 March 2020
P.B. Global Asset Management Limited 倍搏環球資產管理有限公司 RE 4 07 January 2020 10 March 2020
Hua Yu Investment Management Limited 華禹投資管理有限公司 RO 9 01 March 2019 05 November 2019
Hua Yu Investment Management Limited 華禹投資管理有限公司 RO 4 01 March 2019 05 November 2019
Hua Yu Investment Management Limited 華禹投資管理有限公司 RE 9 19 February 2019 01 March 2019
Hua Yu Investment Management Limited 華禹投資管理有限公司 RE 4 19 February 2019 01 March 2019
SP Securities Limited 中盈證券有限公司 RO 9 13 February 2018 31 January 2019
SP Securities Limited 中盈證券有限公司 RO 4 13 February 2018 31 January 2019
SP Securities Limited 中盈證券有限公司 RO 1 27 November 2017 31 January 2019
SP Securities Limited 中盈證券有限公司 RE 4 20 November 2017 13 February 2018
SP Securities Limited 中盈證券有限公司 RE 1 16 October 2017 27 November 2017
China Everbright Forex & Futures (HK) Limited 中國光大外匯、期貨(香港)有限公司 RE 3 01 February 2013 08 September 2017
China Everbright Forex & Futures (HK) Limited 中國光大外匯、期貨(香港)有限公司 RO 2 22 December 2010 08 September 2017
China Everbright Securities (HK) Limited 中國光大證券(香港)有限公司 RO 1 22 December 2010 08 September 2017
China Everbright Forex & Futures (HK) Limited 中國光大外匯、期貨(香港)有限公司 RE 2 01 April 2003 22 December 2010
China Everbright Securities (HK) Limited 中國光大證券(香港)有限公司 RE 1 01 April 2003 22 December 2010
China Everbright Securities (HK) Limited 中國光大證券(香港)有限公司 RE 4 01 April 2003 03 June 2003
China Everbright Securities (HK) Limited 中國光大證券(香港)有限公司 RE 6 01 April 2003 03 June 2003
China Everbright Forex & Futures (HK) Limited 中國光大外匯、期貨(香港)有限公司 RE 9 01 April 2003 03 June 2003
China Everbright Forex & Futures (HK) Limited 中國光大外匯、期貨(香港)有限公司 RE 5 01 April 2003 03 June 2003
China Everbright Securities (HK) Limited 中國光大證券(香港)有限公司 RE 7 01 April 2003 03 June 2003
China Everbright Securities (HK) Limited 中國光大證券(香港)有限公司 RE 9 01 April 2003 03 June 2003