SFC Licences of AU Siu Ling 區少玲
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| AFG Securities Limited 高鉦証券有限公司 | RO | 1 | 03 August 2017 | |
| Fairwin Broking Limited 海富證券有限公司 | RO | 1 | 04 May 2012 | 31 July 2017 |
| Fairwin Broking Limited 海富證券有限公司 | RE | 1 | 01 April 2003 | 04 May 2012 |
| Fairwin Broking Limited 海富證券有限公司 | RE | 4 | 01 April 2003 | 07 July 2004 |
| Fairwin Broking Limited 海富證券有限公司 | RE | 6 | 01 April 2003 | 07 July 2004 |
| Fairwin Broking Limited 海富證券有限公司 | RE | 9 | 01 April 2003 | 07 July 2004 |