SFC Licences of LAM See Tan 林思丹

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Delta Asia Financial Futures Limited 滙業金融期貨有限公司 RE 2 04 February 2004 19 May 2004
Delta Asia Securities Limited 滙業證券有限公司 RE 1 01 April 2003 19 May 2004
Delta Asia Securities Limited 滙業證券有限公司 RE 9 01 April 2003 05 January 2004
Delta Asia Securities Limited 滙業證券有限公司 RE 6 01 April 2003 05 January 2004
Delta Asia Securities Limited 滙業證券有限公司 RE 4 01 April 2003 05 January 2004
Delta Asia Securities Limited 滙業證券有限公司 RE 7 01 April 2003 07 November 2003