SFC Licences of LAM Ka Wai, Graham 林家威

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Gram Capital Limited 嘉林資本有限公司 RO 6 12 March 2014
Proton Capital Limited 普頓資本有限公司 RO 6 28 August 2013 29 January 2014
Sinolink Securities (Hong Kong) Company Limited 國金證券(香港)有限公司 RO 6 15 April 2008 16 August 2013
South China Capital Limited 南華融資有限公司 RO 6 06 November 2006 11 April 2008
South China Capital Limited 南華融資有限公司 RE 6 09 October 2006 06 November 2006
Kingston Corporate Finance Limited 金利豐財務顧問有限公司 RO 6 02 April 2004 28 September 2006
JS Cresvale Capital Limited 日盛嘉富資本有限公司 RO 1 16 September 2003 31 March 2004
JS Cresvale Securities International Limited 日盛嘉富證券國際有限公司 RO 6 16 April 2003 31 March 2004
JS Cresvale Capital Limited 日盛嘉富資本有限公司 RO 6 16 April 2003 31 March 2004
JS Cresvale Securities International Limited 日盛嘉富證券國際有限公司 RE 6 11 April 2003 16 April 2003
JS Cresvale Capital Limited 日盛嘉富資本有限公司 RE 6 11 April 2003 16 April 2003
First Asia Finance Group Limited 第一亞洲金融集團有限公司 RO 6 01 April 2003 11 April 2003
First Asia Finance Group Limited 第一亞洲金融集團有限公司 RO 1 01 April 2003 09 April 2003
First Asia Finance Group Limited 第一亞洲金融集團有限公司 RO 4 01 April 2003 09 April 2003
First Asia Finance Group Limited 第一亞洲金融集團有限公司 RO 9 01 April 2003 09 April 2003