SFC Licences of HSU Chia Lin, Karen 徐嘉琳
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Sigma Capital Management Limited 眾和證券有限公司 | RO | 4 | 15 October 2018 | 23 October 2021 |
| Sigma Capital Management Limited 眾和證券有限公司 | RO | 1 | 27 June 2012 | 23 October 2021 |
| Sigma Capital Management Limited 眾和證券有限公司 | RO | 9 | 11 March 2011 | 23 October 2021 |
| UBS Securities Asia Limited | RE | 4 | 01 April 2003 | 23 February 2004 |
| UBS Securities Hong Kong Limited | RE | 9 | 01 April 2003 | 23 February 2004 |
| UBS Securities Asia Limited | RE | 1 | 01 April 2003 | 23 February 2004 |
| UBS Securities Asia Limited | RE | 2 | 01 April 2003 | 23 February 2004 |
| UBS Securities Hong Kong Limited | RE | 6 | 01 April 2003 | 23 February 2004 |
| UBS Securities Hong Kong Limited | RE | 4 | 01 April 2003 | 23 February 2004 |
| UBS Securities Asia Limited | RE | 5 | 01 April 2003 | 23 February 2004 |
| UBS Securities Asia Limited | RE | 6 | 01 April 2003 | 23 February 2004 |
| UBS Securities Asia Limited | RE | 9 | 01 April 2003 | 23 February 2004 |
| UBS Securities Hong Kong Limited | RE | 1 | 01 April 2003 | 23 February 2004 |