SFC Licenceholders of Sigma Capital Management Limited 眾和證券有限公司
- lenka.wu@sigmacm.com.hk
- Website
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Licenceholders | Role | Licences | Start date | End date |
|---|---|---|---|---|
| CHAN Chin Yu 陳芊如 | RE | 1 | 12 December 2016 | 30 June 2017 |
| CHAN Ka Shing 陳嘉誠 | RE | 4 | 22 April 2016 | 16 August 2016 |
| CHAN Ka Shing 陳嘉誠 | RE | 9 | 02 November 2015 | 16 August 2016 |
| CHAN Ka Shing 陳嘉誠 | RO | 9 | 16 August 2016 | 30 April 2018 |
| CHAN Ka Shing 陳嘉誠 | RO | 4 | 16 August 2016 | 30 April 2018 |
| CHAN Koon Wai, Arnold 陳冠偉 | RE | 9 | 08 April 2010 | 08 September 2017 |
| CHAN Tsz Leung 陳子良 | RE | 9 | 02 November 2015 | 08 January 2020 |
| CHAN Tsz Leung 陳子良 | RE | 4 | 22 April 2016 | 08 January 2020 |
| CHAN Yuk Chor 陳旭初 | RO | 9 | 12 March 2008 | 12 October 2009 |
| CHAU Yu Cheung 鄒宇翔 | RE | 9 | 19 January 2016 | 08 January 2020 |
| CHAU Yu Cheung 鄒宇翔 | RE | 4 | 22 April 2016 | 08 January 2020 |
| CHENG Chi Ling, Elaine 鄭芝苓 | RE | 9 | 22 January 2016 | 06 December 2016 |
| CHENG Chi Ling, Elaine 鄭芝苓 | RE | 1 | 22 January 2016 | 06 December 2016 |
| CHENG Kai Cheung 鄭啟翔 | RE | 4 | 22 April 2016 | 08 January 2020 |
| CHENG Kai Cheung 鄭啟翔 | RE | 9 | 02 November 2015 | 08 January 2020 |
| CHENG Min Tat, Jimmy 鄭勉達 | RO | 4 | 15 October 2018 | 15 January 2022 |
| CHENG Min Tat, Jimmy 鄭勉達 | RO | 1 | 27 June 2012 | 15 January 2022 |
| CHENG Min Tat, Jimmy 鄭勉達 | RO | 9 | 12 March 2008 | 15 January 2022 |
| CRUZ Natalie 高詩蘊 | RO | 4 | 18 April 2016 | 08 January 2020 |
| CRUZ Natalie 高詩蘊 | RO | 9 | 02 November 2015 | 08 January 2020 |
| DENG William Shijun | RO | 9 | 30 August 2021 | |
| DENG William Shijun | RO | 4 | 30 August 2021 | |
| DENG William Shijun | RO | 1 | 30 August 2021 | |
| DENG William Shijun | RE | 9 | 07 July 2021 | 30 August 2021 |
| DENG William Shijun | RE | 4 | 07 July 2021 | 30 August 2021 |
| DENG William Shijun | RE | 1 | 07 July 2021 | 30 August 2021 |
| DU Pei 杜培 | RE | 1 | 06 October 2023 | 08 December 2023 |
| HO Ki Hiu 何其曉 | RE | 9 | 05 February 2009 | 31 October 2009 |
| HSU Chia Lin, Karen 徐嘉琳 | RO | 4 | 15 October 2018 | 23 October 2021 |
| HSU Chia Lin, Karen 徐嘉琳 | RO | 1 | 27 June 2012 | 23 October 2021 |
| HSU Chia Lin, Karen 徐嘉琳 | RO | 9 | 11 March 2011 | 23 October 2021 |
| HUO Zheng 霍正 | RO | 4 | 10 January 2023 | |
| HUO Zheng 霍正 | RO | 1 | 10 January 2023 | |
| KA Tim Ming, Lawrence 賈添明 | RO | 1 | 16 May 2017 | 08 January 2020 |
| KA Tim Ming, Lawrence 賈添明 | RO | 4 | 18 April 2016 | 08 January 2020 |
| KA Tim Ming, Lawrence 賈添明 | RO | 9 | 02 November 2015 | 08 January 2020 |
| LAI Shing Hong, Ronny 黎承康 | RE | 1 | 01 April 2015 | 10 December 2021 |
| LAI Shing Hong, Ronny 黎承康 | RE | 9 | 18 March 2010 | 10 December 2021 |
| LAU Hon Gay 劉漢畿 | RE | 9 | 04 December 2015 | 08 January 2020 |
| LAU Yat Chung 劉逸聰 | RE | 4 | 22 April 2016 | 19 July 2018 |
| LAU Yat Chung 劉逸聰 | RE | 9 | 02 November 2015 | 19 July 2018 |
| LI Wenyi 李文翌 | RE | 9 | 08 September 2023 | |
| LI Wenyi 李文翌 | RE | 4 | 08 September 2023 | |
| LI Wenyi 李文翌 | RE | 1 | 08 September 2023 | |
| LO Man Kit 盧文傑 | RO | 9 | 12 October 2009 | 01 April 2010 |
| LO Man Kit 盧文傑 | RE | 9 | 12 February 2009 | 12 October 2009 |
| LUO Pei 羅培 | RE | 9 | 29 November 2019 | 08 January 2020 |
| LUO Pei 羅培 | RE | 4 | 29 November 2019 | 08 January 2020 |
| NG Kar Lam 吳嘉霖 | RE | 9 | 18 November 2008 | 01 December 2009 |
| NG Sze Hon 伍思瀚 | RE | 9 | 25 August 2016 | 12 August 2019 |
| SHARMA Sukant Radhakant | RO | 9 | 06 May 2010 | 17 March 2011 |
| SINN Yee Man, Elizabeth 單伊文 | RE | 9 | 24 September 2018 | 08 January 2020 |
| WONG Shiu Fung 王韶鋒 | RE | 9 | 12 July 2016 | 08 January 2020 |
| WONG Wun Man, Andrew 黃煥文 | RE | 1 | 24 October 2019 | 08 January 2020 |
| WONG Wun Man, Andrew 黃煥文 | RE | 9 | 14 October 2019 | 08 January 2020 |
| WONG Wun Man, Andrew 黃煥文 | RE | 4 | 14 October 2019 | 08 January 2020 |
| WONG Wun Man, Andrew 黃煥文 | RE | 9 | 02 November 2015 | 29 February 2016 |
| WU Shang Yen, Ronnie 伍尚仁 | RO | 1 | 16 May 2017 | 08 January 2020 |
| WU Shang Yen, Ronnie 伍尚仁 | RO | 4 | 18 April 2016 | 08 January 2020 |
| WU Shang Yen, Ronnie 伍尚仁 | RO | 9 | 11 November 2015 | 08 January 2020 |
| WU Zhaoqian 吳肇倩 | RO | 9 | 24 December 2021 | |
| WU Zhaoqian 吳肇倩 | RO | 4 | 24 December 2021 | |
| WU Zhaoqian 吳肇倩 | RO | 1 | 24 December 2021 | |
| WU Zhaoqian 吳肇倩 | RE | 9 | 10 December 2021 | 24 December 2021 |
| WU Zhaoqian 吳肇倩 | RE | 4 | 10 December 2021 | 24 December 2021 |
| WU Zhaoqian 吳肇倩 | RE | 1 | 10 December 2021 | 24 December 2021 |
| ZHANG RUI 張蕊 | RE | 4 | 06 June 2023 | |
| ZHANG RUI 張蕊 | RE | 1 | 06 June 2023 | |
| ZHOU Beichen 周北辰 | RE | 9 | 22 November 2023 | |
| ZHOU Beichen 周北辰 | RE | 4 | 22 November 2023 | |
| ZHOU Beichen 周北辰 | RE | 1 | 22 November 2023 |