SFC Licences of LAW Yuen Ling 羅婉玲

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
China Merchants Futures (HK) Co., Limited 招商期貨(香港)有限公司
RE 2 24 September 2007
China Merchants Securities (HK) Co., Limited 招商證券(香港)有限公司
RE 1 18 April 2007
UOB Kay Hian (Hong Kong) Limited 大華繼顯(香港)有限公司
RE 1 27 November 2006 01 March 2007
East Asia Securities Company Limited 東亞證券有限公司
RE 1 30 November 2004 18 November 2006