SFC Licences of LAW Yuen Ling 羅婉玲
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| China Merchants Futures (HK) Co., Limited 招商期貨(香港)有限公司 | RE | 2 | 24 September 2007 | |
| China Merchants Securities (HK) Co., Limited 招商證券(香港)有限公司 | RE | 1 | 18 April 2007 | |
| UOB Kay Hian (Hong Kong) Limited 大華繼顯(香港)有限公司 | RE | 1 | 27 November 2006 | 01 March 2007 |
| East Asia Securities Company Limited 東亞證券有限公司 | RE | 1 | 30 November 2004 | 18 November 2006 |