SFC Licences of LOBO Alfredo Paulo
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Hodes Weill Asia Limited | RO | 1 | 31 August 2012 | |
| LXL Investment Management (Hong Kong) Limited | RO | 9 | 18 August 2009 | 31 December 2009 |
| Cowen and Company (Asia) Limited 高宏亞洲投資有限公司 | RO | 6 | 22 December 2003 | 20 March 2009 |
| Cowen and Company (Asia) Limited 高宏亞洲投資有限公司 | RO | 4 | 01 April 2003 | 20 March 2009 |
| Hamon Asian Advisors Limited | RO | 4 | 01 April 2003 | 18 February 2005 |
| Hamon Asset Management Limited | RO | 4 | 01 April 2003 | 18 February 2005 |
| Hamon Asian Advisors Limited | RO | 9 | 01 April 2003 | 18 February 2005 |
| Hamon Asset Management Limited | RO | 9 | 01 April 2003 | 18 February 2005 |
| Hamon Asian Advisors Limited | RO | 6 | 01 April 2003 | 07 September 2004 |
| Hamon Asset Management Limited | RO | 6 | 01 April 2003 | 07 September 2004 |