SFC Licences of YIM Chi Wai 閻志慰
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| SPS Securities Limited 新寶城證券有限公司 | RE | 1 | 01 April 2021 | 28 April 2023 |
| K.K.M. Securities Limited 新同得有限公司 | RE | 1 | 01 April 2003 | 31 March 2021 |
| K.K.M. Securities Limited 新同得有限公司 | RE | 4 | 01 April 2003 | 08 April 2004 |
| K.K.M. Securities Limited 新同得有限公司 | RE | 6 | 01 April 2003 | 08 April 2004 |
| K.K.M. Securities Limited 新同得有限公司 | RE | 9 | 01 April 2003 | 08 April 2004 |