SFC Licences of NG Ka Yin 吳家燕

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution	Role	Licences	Start date	End date
Kwok Hing Securities Limited 國興証券有限公司	RE	1	21 April 2020
HSBC Securities Brokers (Asia) Limited 滙豐證券經紀(亞洲)有限公司	RE	1	13 September 2018	20 November 2019
Kwok Hing Securities Limited 國興証券有限公司	RE	1	20 October 2017	01 August 2018
Cantor Fitzgerald (Hong Kong) Capital Markets Limited 建達(香港)資本市場有限公司	RE	1	31 July 2015	04 May 2017
Instinet Pacific Limited 極訊亞太有限公司	RE	7	20 February 2006	12 June 2015
Instinet Pacific Limited 極訊亞太有限公司	RE	4	20 February 2006	12 June 2015
Instinet Alpha Trading Limited 極訊香港有限公司	RE	7	20 February 2006	01 March 2007
Instinet Alpha Trading Limited 極訊香港有限公司	RE	4	20 February 2006	01 March 2007
Instinet Pacific Limited 極訊亞太有限公司	RE	1	01 February 2006	12 June 2015
Instinet Alpha Trading Limited 極訊香港有限公司	RE	1	01 February 2006	01 March 2007
SG Securities (HK) Limited 法國興業證券(香港)有限公司	RE	1	17 November 2005	19 January 2006
MIB Securities (Hong Kong) Limited 馬銀證券(香港)有限公司	RE	1	01 April 2003	12 November 2005
MIB Securities (Hong Kong) Limited 馬銀證券(香港)有限公司	RE	4	01 April 2003	09 July 2003
MIB Securities (Hong Kong) Limited 馬銀證券(香港)有限公司	RE	6	01 April 2003	09 July 2003
MIB Securities (Hong Kong) Limited 馬銀證券(香港)有限公司	RE	9	01 April 2003	09 July 2003