SFC Licences of NG Ka Yin 吳家燕
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Kwok Hing Securities Limited 國興証券有限公司 |
RE | 1 | 21 April 2020 | |
| HSBC Securities Brokers (Asia) Limited 滙豐證券經紀(亞洲)有限公司 |
RE | 1 | 13 September 2018 | 20 November 2019 |
| Kwok Hing Securities Limited 國興証券有限公司 |
RE | 1 | 20 October 2017 | 01 August 2018 |
| Cantor Fitzgerald (Hong Kong) Capital Markets Limited 建達(香港)資本市場有限公司 |
RE | 1 | 31 July 2015 | 04 May 2017 |
| Instinet Pacific Limited 極訊亞太有限公司 |
RE | 4, 7 | 20 February 2006 | 12 June 2015 |
| Instinet Alpha Trading Limited 極訊香港有限公司 |
RE | 4, 7 | 20 February 2006 | 01 March 2007 |
| Instinet Pacific Limited 極訊亞太有限公司 |
RE | 1 | 01 February 2006 | 12 June 2015 |
| Instinet Alpha Trading Limited 極訊香港有限公司 |
RE | 1 | 01 February 2006 | 01 March 2007 |
| SG Securities (HK) Limited 法國興業證券(香港)有限公司 |
RE | 1 | 17 November 2005 | 19 January 2006 |
| MIB Securities (Hong Kong) Limited 馬銀證券(香港)有限公司 |
RE | 1 | 01 April 2003 | 12 November 2005 |
| MIB Securities (Hong Kong) Limited 馬銀證券(香港)有限公司 |
RE | 4, 6, 9 | 01 April 2003 | 09 July 2003 |