SFC Licences of LOK Siu Kee 駱兆基
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Grand View Asset Management Limited 宏滙資產管理有限公司 | RO | 9 | 11 July 2017 | |
| Grand View Asset Management Limited 宏滙資產管理有限公司 | RO | 4 | 11 July 2017 | |
| Grand View Securities Limited 宏滙證券有限公司 | RO | 1 | 16 December 2016 | |
| CMBC Securities Company Limited 民銀證券有限公司 | RO | 4 | 26 October 2011 | 06 December 2016 |
| CMBC International Futures Company Limited 民銀國際期貨有限公司 | RE | 2 | 21 September 2010 | 06 December 2016 |
| CMBC Securities Company Limited 民銀證券有限公司 | RO | 1 | 24 January 2008 | 06 December 2016 |
| Kwai Hung Securities Company Limited 桂洪證券有限公司 | RO | 1 | 27 June 2003 | 01 December 2007 |
| Kwai Hung Securities Company Limited 桂洪證券有限公司 | RE | 1 | 01 April 2003 | 27 June 2003 |
| Kwai Hung Securities Company Limited 桂洪證券有限公司 | RE | 9 | 01 April 2003 | 24 April 2003 |
| Kwai Hung Securities Company Limited 桂洪證券有限公司 | RE | 6 | 01 April 2003 | 24 April 2003 |
| Kwai Hung Securities Company Limited 桂洪證券有限公司 | RE | 4 | 01 April 2003 | 24 April 2003 |