SFC Licenceholders of CMBC Securities Company Limited 民銀證券有限公司

Addresses
45/F, One Exchange Square, 8 Connaught Place, Central, Hong Kong
香港中環康樂廣場8號交易廣場一期45樓
Email
[email protected]
Website
www.cmbccap.com

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Licenceholders Role Licences Start date End date
LI Chen 李琛 RE 1 26 July 2022
LUI Ming Yan 雷銘欣 RE 4 04 February 2022
TANG JIALU 唐嘉璐 RE 4 04 February 2022
TANG JIALU 唐嘉璐 RE 1 04 February 2022
HOU Yiyun 侯藝耘 RE 4 23 December 2021
HOU Yiyun 侯藝耘 RE 1 23 December 2021
LUI Ming Yan 雷銘欣 RE 1 24 November 2021
ZHENG Huide 鄭慧德 RE 4 12 October 2021
ZHENG Huide 鄭慧德 RE 1 12 October 2021
HUANG Chanjuan 黄嬋娟 RO 1 24 September 2021
AU Kin Man 歐建文 RO 4 17 September 2021
AU Kin Man 歐建文 RO 1 17 September 2021
MAK Ho Lim 麥灝廉 RE 1 10 September 2021
TIAN RUI 田睿 RE 1 01 September 2021
GONG Rui 宮睿 RE 1 27 August 2021
WONG Ho Wai 黃浩瑋 RE 1 23 August 2021
HO Chin Fei 何展飛 RE 1 03 August 2021
LIU SIQING 劉思清 RE 4 16 July 2021
LIU SIQING 劉思清 RE 1 16 July 2021
LIU BAOSHAN 劉保山 RE 4 15 June 2021
LIU BAOSHAN 劉保山 RE 1 15 June 2021
LEE Kai Yee 李啟怡 RE 1 07 June 2021
LEE Kai Yee 李啟怡 RE 4 07 June 2021
ZHANG XUECONG 張雪驄 RE 4 07 June 2021
ZHANG XUECONG 張雪驄 RE 1 07 June 2021
YANG Zhangyi 楊章藝 RE 1 20 May 2021
WANG YILIN 王奕霖 RE 4 07 May 2021
WANG YILIN 王奕霖 RE 1 07 May 2021
LUO Hao 羅浩 RO 4 15 April 2021
LUO Hao 羅浩 RO 1 15 April 2021
WANG Shengnan 王盛男 RE 1 12 April 2021
ZHANG Tianfei 張天飛 RE 1 24 March 2021
LUI Ho Ting 呂浩霆 RE 4 19 January 2021
LUI Ho Ting 呂浩霆 RE 1 19 January 2021
ZHOU You 周游 RE 1 04 January 2021
ZHU HONGHAI 朱洪海 RE 4 17 December 2020
ZHU HONGHAI 朱洪海 RE 1 17 December 2020
ZHANG Junwei 張俊衛 RE 4 28 October 2020
ZHANG Junwei 張俊衛 RE 1 28 October 2020
QIAO Yashuang 喬雅霜 RE 1 09 October 2020
ZHOU Deyang 周德洋 RE 1 05 October 2020
XU MENGRU 徐夢茹 RE 1 05 October 2020
XU MENGRU 徐夢茹 RE 4 05 October 2020
ZHOU Juan 周娟 RE 1 11 August 2020
ZHOU Juan 周娟 RE 4 11 August 2020
FENG Wen 馮文 RE 1 13 July 2020
GUANG Ao 光驁 RO 1 15 June 2020
NG Hoi Kam 吳海淦 RO 1 16 April 2020
YAO Xinchen 姚昕辰 RE 1 09 April 2020
ZHAO Jun 趙軍 RE 4 18 October 2019
LI Wenfeng 李雯鳳 RE 1 12 September 2019
LI Wenfeng 李雯鳳 RE 4 12 September 2019
CHENG Kim Pong 鄭劍邦 RE 1 04 September 2019
HU Hongzhang 胡閎彰 RE 1 26 August 2019
XIANG Xinrong 向新榮 RO 1 11 July 2019
HU Hongzhang 胡閎彰 RE 4 08 July 2019
CHAN Chun Sing 陳振聲 RE 1 15 May 2019
CHO Fook Tat 曹福達 RO 4 03 December 2018
JIN Mingzhe 金明哲 RO 4 19 November 2018
JIN Mingzhe 金明哲 RO 1 19 November 2018
XIAO Bin 肖彬 RO 4 10 September 2018
XIAO Bin 肖彬 RO 1 10 September 2018
WANG Duoduo 王多多 RE 4 20 July 2018
SZE Shun Fai 施純輝 RE 1 16 July 2018
WU Jiacheng 吳嘉程 RE 1 11 July 2018
WANG Duoduo 王多多 RE 1 29 June 2018
HUANG Chanjuan 黄嬋娟 RE 4 05 June 2018
DING Zhisuo 丁之鎖 RO 4 06 April 2018
LIU Rongxia 劉荣夏 RE 4 26 February 2018
LIU Rongxia 劉荣夏 RE 1 26 February 2018
CHEN Yi 陳禕 RE 1 22 February 2018
CHEN Yi 陳禕 RE 4 22 February 2018
WONG Yik Yin, Rick 王譯賢 RE 1 19 January 2018
CHEN Bin 陳斌 RE 1 18 December 2017
DING Zhisuo 丁之鎖 RE 1 05 December 2017
ZHAO Jun 趙軍 RE 1 11 October 2017
LI Jianyang 李建陽 RO 1 10 October 2017
YU Xiaoxi 余晓曦 RE 4 26 July 2017
YU Xiaoxi 余晓曦 RE 1 26 July 2017
LI Jianyang 李建陽 RE 4 12 June 2017
SHEK Yeung, Eric 石陽 RE 4 12 June 2017
SHEK Yeung, Eric 石陽 RE 1 12 June 2017
FENG Changli 馮昌黎 RE 4 12 June 2017
FENG Changli 馮昌黎 RE 1 12 June 2017
GONG Lulu 龔露璐 RE 4 12 June 2017
GONG Lulu 龔露璐 RE 1 12 June 2017
LI Chen 李琛 RO 1 04 February 2022 26 July 2022
LUO Juan 羅娟 RE 4 28 August 2018 22 July 2022
LUO Juan 羅娟 RE 1 28 August 2018 22 July 2022
WEN Yuxiang 文宇翔 RE 1 28 August 2020 29 June 2022
JIANG Wenjia 姜文佳 RE 4 20 May 2021 18 June 2022
JIANG Wenjia 姜文佳 RE 1 03 May 2021 18 June 2022
LI Jinze 李金澤 RO 4 03 January 2018 13 June 2022
LI Jinze 李金澤 RO 1 03 January 2018 13 June 2022
JIANG Zhengtai 姜征泰 RE 4 10 December 2019 17 April 2022
JIANG Zhengtai 姜征泰 RE 1 10 December 2019 17 April 2022
JIANG Hao 姜浩 RE 1 21 February 2022 21 February 2022
JIANG Hao 姜浩 RO 1 23 December 2021 21 February 2022
TANG Mo 唐茉 RE 1 11 October 2021 21 February 2022
JIANG Hao 姜浩 RE 4 10 August 2021 21 February 2022
TSAO Ching Tsung 曹清宗 RE 1 24 March 2021 09 February 2022
LI Chen 李琛 RE 1 04 March 2020 04 February 2022
LEE Chun Hong 李俊康 RE 1 30 March 2020 14 January 2022
OUYANG Puxi 歐陽普晞 RE 4 17 July 2019 31 December 2021
OUYANG Puxi 歐陽普晞 RE 1 17 July 2019 31 December 2021
JIANG Hao 姜浩 RE 1 10 August 2021 23 December 2021
ZHAO Bowen 趙博聞 RE 1 06 April 2020 21 December 2021
ZHAO Bowen 趙博聞 RE 4 06 April 2020 21 December 2021
ZHAN Qi 戰琪 RE 1 09 June 2017 05 November 2021
ZHAN Qi 戰琪 RE 4 09 June 2017 05 November 2021
LEE Ming Han 李明翰 RE 1 05 November 2019 05 October 2021
PAN Yingzhu 潘盈竹 RE 4 16 October 2019 01 October 2021
PAN Yingzhu 潘盈竹 RE 1 16 October 2019 01 October 2021
HUANG Chanjuan 黄嬋娟 RE 1 05 September 2017 24 September 2021
CHENG Kong Wai 鄭江偉 RO 4 20 April 2021 20 September 2021
CHENG Kong Wai 鄭江偉 RO 1 20 April 2021 20 September 2021
AU Kin Man 歐建文 RE 4 03 August 2021 17 September 2021
AU Kin Man 歐建文 RE 1 03 August 2021 17 September 2021
LAU Tat Wai 劉達威 RE 1 16 July 2018 20 August 2021
TANGWATTHANADILOKKUL Sirakan 林偉明 RE 1 17 April 2018 13 August 2021
KWOK Ka In 郭嘉賢 RE 1 21 February 2018 12 August 2021
SUN Yilin 孫懿琳 RE 1 18 September 2019 27 July 2021
SUN Yilin 孫懿琳 RE 4 18 September 2019 27 July 2021
PAN Jiao 潘姣 RE 1 03 June 2021 16 July 2021
WONG Wai Fu 黃偉富 RE 1 06 November 2020 21 April 2021
WONG Wai Fu 黃偉富 RE 4 06 November 2020 21 April 2021
CHENG Kong Wai 鄭江偉 RE 4 26 February 2021 20 April 2021
CHENG Kong Wai 鄭江偉 RE 1 26 February 2021 20 April 2021
LUO Hao 羅浩 RE 4 30 September 2019 15 April 2021
LUO Hao 羅浩 RE 1 30 September 2019 15 April 2021
LEW Cheuk Ning 劉卓寧 RE 1 07 July 2020 06 February 2021
LEW Cheuk Ning 劉卓寧 RE 4 07 July 2020 06 February 2021
CHAN Tak Chiu 陳德翹 RO 4 30 November 2020 05 February 2021
CHAN Tak Chiu 陳德翹 RO 1 30 November 2020 05 February 2021
YU Dalin 于大林 RE 1 20 August 2019 12 January 2021
SO Kwok Kwan 蘇國堃 RE 1 29 January 2018 31 December 2020
SO Kwok Kwan 蘇國堃 RE 4 29 January 2018 31 December 2020
LIN Yue 林越 RE 1 05 November 2018 02 December 2020
CHAN Tak Chiu 陳德翹 RE 4 28 August 2020 30 November 2020
CHAN Tak Chiu 陳德翹 RE 1 28 August 2020 30 November 2020
CHAN Sze Ho 陳思浩 RE 1 03 January 2018 28 July 2020
CHAN Sze Ho 陳思浩 RE 4 03 January 2018 28 July 2020
ZHANG Zhijie 章智杰 RO 1 13 February 2019 30 June 2020
CHEN Yu 陳昱 RE 4 14 December 2018 30 June 2020
CHEN Yu 陳昱 RE 1 14 December 2018 30 June 2020
YUAN Ye 袁野 RE 1 16 July 2018 27 June 2020
ZHENG Zelin 鄭澤霖 RE 1 12 November 2018 26 June 2020
ZHAO Liang 趙亮 RE 1 09 July 2019 17 June 2020
GUANG Ao 光驁 RE 1 30 March 2020 15 June 2020
YIP Wing Sze, Venz 葉穎詩 RE 1 29 December 2017 29 May 2020
YIP Wing Sze, Venz 葉穎詩 RE 4 29 December 2017 29 May 2020
NG Hoi Kam 吳海淦 RE 1 21 February 2018 16 April 2020
YAO Xinchen 姚昕辰 RE 4 14 October 2019 31 December 2019
YAO Xinchen 姚昕辰 RE 1 14 October 2019 31 December 2019
HE Xiaofei 何曉非 RE 1 13 November 2018 31 August 2019
HE Xiaofei 何曉非 RE 4 13 November 2018 31 August 2019
ZHAO Song 趙嵩 RE 1 30 November 2017 19 July 2019
XIANG Xinrong 向新榮 RE 1 18 March 2019 11 July 2019
LI Sung Tat 李崇達 RE 1 11 June 2018 26 May 2019
LI Shuonan 李碩楠 RE 1 12 November 2018 15 April 2019
ZHANG Zhijie 章智杰 RE 1 28 September 2018 13 February 2019
WU Jiacheng 吳嘉程 RE 4 11 July 2018 19 December 2018
TANGWATTHANADILOKKUL Sirakan 林偉明 RE 4 12 April 2018 19 December 2018
CHEN Bin 陳斌 RE 4 18 December 2017 19 December 2018
ZHAO Song 趙嵩 RE 4 30 November 2017 19 December 2018
CHO Fook Tat 曹福達 RE 4 17 September 2018 03 December 2018
YU Pak Hang 余栢恒 RE 1 11 September 2017 23 November 2018
YU Pak Hang 余栢恒 RE 4 11 September 2017 23 November 2018
JIN Mingzhe 金明哲 RE 4 13 February 2018 19 November 2018
JIN Mingzhe 金明哲 RE 1 13 February 2018 19 November 2018
LO Kung Hang 羅功恆 RO 4 12 July 2018 05 November 2018
LIN Yichun 林逸純 RE 4 19 March 2018 26 September 2018
LIN Yichun 林逸純 RE 1 09 March 2018 26 September 2018
DAI Zhijie 戴智杰 RE 1 12 June 2017 16 September 2018
DAI Zhijie 戴智杰 RE 4 12 June 2017 16 September 2018
XIAO Bin 肖彬 RE 4 24 July 2017 10 September 2018
XIAO Bin 肖彬 RE 1 24 July 2017 10 September 2018
TSUI Chi Kuen, Abe 徐志權 RO 1 02 August 2017 31 July 2018
TSUI Chi Kuen, Abe 徐志權 RO 4 02 August 2017 31 July 2018
LO Kung Hang 羅功恆 RE 4 25 April 2018 12 July 2018
DING Zhisuo 丁之鎖 RE 4 05 December 2017 06 April 2018
CHAN Ho Wai, Howard 陳浩維 RE 1 06 November 2017 02 February 2018
CHIN Chi Kui 錢智駒 RO 1 08 January 2018 31 January 2018
SIN Kwan Lok 冼鈞樂 RE 1 15 November 2017 31 January 2018
CHAN Cheuk Wai 陳綽慧 RE 1 02 November 2017 31 January 2018
CHIN Chi Kui 錢智駒 RE 1 14 November 2017 08 January 2018
LI Jianyang 李建陽 RE 1 12 June 2017 10 October 2017
TSANG Chun Man 曾晉文 RO 4 26 September 2017 02 October 2017
TSANG Chun Man 曾晉文 RO 1 26 September 2017 02 October 2017
TSANG Chun Man 曾晉文 RE 1 28 July 2017 26 September 2017
WEI Like 韋立可 RE 4 14 December 2016 15 September 2017
WEI Like 韋立可 RE 1 14 December 2016 15 September 2017
WONG Wai Hong 王為康 RO 1 23 August 2016 31 August 2017
ZHOU Yun 周云 RO 4 08 December 2016 18 August 2017
ZHOU Yun 周云 RE 1 19 November 2015 18 August 2017
WONG Kim Ling, Tony 黃劍齡 RE 1 09 July 2013 31 July 2017
LAI Suk Yee 黎淑儀 RE 1 06 October 2011 31 July 2017
LAW Lai Yee 羅麗儀 RE 1 06 October 2011 06 July 2017
CHAN Vai Ha, Janet 陳惠霞 RO 1 19 November 2014 03 July 2017
CHAN Yi Sum 陳鐿心 RO 1 25 September 2012 09 June 2017
WONG Ho Tim 黃河添 RE 1 04 November 2016 01 June 2017
LI Hoi 李凱 RE 1 08 June 2015 01 June 2017
CHAN Yuk Ching 陳玉貞 RE 1 26 September 2011 01 June 2017
WONG Wai Ki, Wicky 黃偉祺 RE 1 18 April 2008 01 June 2017
WONG Ming Kwan Clement 汪銘坤 RE 1 15 November 2010 25 May 2017
LAM Yui Ying 林芮礽 RE 1 08 September 2015 20 April 2017
MAK Ching Yee 麥清怡 RE 1 22 September 2011 13 April 2017
LAU Yuk Leung, Darwin 劉玉良 RE 1 25 February 2010 11 April 2017
HO Shu Shun 何樹信 RO 1 01 November 2011 31 March 2017
TING Kam Sing 丁淦星 RE 1 02 September 2016 21 March 2017
MOK Pik Mei 莫碧薇 RO 1 06 December 2016 15 March 2017
WOO Kai Wing Ray 胡啟榮 RO 1 13 February 2017 20 February 2017
WOO Kai Wing Ray 胡啟榮 RE 1 14 December 2016 13 February 2017
WU Ngai Pan 胡毅彬 RE 1 26 May 2015 01 January 2017
LO Wan Tung 盧玧橦 RE 1 30 November 2016 16 December 2016
WONG Ka Chun 黃家俊 RE 1 10 July 2015 16 December 2016
CHEUNG Shui Han 張穗嫻 RE 1 02 June 2015 13 December 2016
ZHOU Yun 周云 RE 4 19 November 2015 08 December 2016
LOK Siu Kee 駱兆基 RO 4 26 October 2011 06 December 2016
MOK Pik Mei 莫碧薇 RE 1 06 October 2011 06 December 2016
LOK Siu Kee 駱兆基 RO 1 24 January 2008 06 December 2016
CHAN Tsz Lap 陳自立 RE 1 08 June 2010 30 November 2016
LO Tin Po 羅天保 RO 4 26 October 2011 31 October 2016
LO Tin Po 羅天保 RO 1 16 May 2011 31 October 2016
WONG Wai Hong 王為康 RE 1 26 September 2011 23 August 2016
NG Kwok Kit 伍國傑 RE 1 03 August 2015 12 May 2016
CHAU Wing Ka 周榮嘉 RO 1 04 June 2013 01 March 2016
CHAU Wing Ka 周榮嘉 RE 4 08 December 2011 01 March 2016
FAN King Yip Felix 范敬業 RE 4 08 December 2011 06 September 2015
FAN King Yip Felix 范敬業 RE 1 08 December 2011 06 September 2015
LAM Tze Lok 林子樂 RE 1 16 November 2010 26 June 2015
LO Wan Tung 盧玧橦 RE 1 07 July 2010 26 June 2015
WONG Tin Yam, Alvin 黃天任 RE 1 20 April 2015 24 June 2015
LEE Yu Hin 利宇軒 RE 1 05 November 2014 30 April 2015
LAU Ning Fung, Roland 劉寧鋒 RE 4 10 January 2012 01 March 2015
LAU Ning Fung, Roland 劉寧鋒 RE 1 10 January 2012 01 March 2015
CHAN Vai Ha, Janet 陳惠霞 RE 1 25 November 2011 19 November 2014
WONG Chun Yuen 黃振炫 RE 1 09 July 2013 24 September 2014
CHAN Henry 陳亨利 RO 4 29 March 2012 02 July 2014
CHAN Henry 陳亨利 RO 1 29 March 2012 02 July 2014
CHAU Wing Ka 周榮嘉 RE 1 01 December 2010 04 June 2013
NG Ying Kit, Walter 伍英傑 RE 1 02 September 2011 15 September 2012
TSANG Lap Hung 曾立雄 RE 1 20 June 2011 14 May 2012
LEE Wai Nam 李偉南 RO 4 26 October 2011 07 May 2012
LEE Wai Nam 李偉南 RO 1 02 February 2011 07 May 2012
CHAN Henry 陳亨利 RO 1 17 July 2008 01 August 2011
LO Tin Po 羅天保 RE 1 22 March 2010 16 May 2011
SIU Wing Yi 蕭詠怡 RE 1 12 April 2010 11 May 2011
HO Shu Shun 何樹信 RO 1 24 January 2008 28 February 2011
LEE Wai Nam 李偉南 RE 1 25 February 2009 02 February 2011
WONG Mender 黃明達 RE 1 22 March 2010 24 October 2010
LAU Ning Fung, Roland 劉寧鋒 RE 1 24 June 2009 31 January 2010