SFC Licences of LIU Jian 劉健
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| CITIC Securities Corporate Finance (HK) Limited 中信証券融資(香港)有限公司 | RO | 4 | 01 August 2007 | 09 April 2009 |
| CITIC Securities Corporate Finance (HK) Limited 中信証券融資(香港)有限公司 | RO | 1 | 08 May 2007 | 09 April 2009 |
| CITIC Securities Corporate Finance (HK) Limited 中信証券融資(香港)有限公司 | RO | 6 | 15 April 2004 | 09 April 2009 |
| CITIC Securities Corporate Finance (HK) Limited 中信証券融資(香港)有限公司 | RO | 4 | 15 April 2004 | 30 July 2004 |
| CITIC Securities Corporate Finance (HK) Limited 中信証券融資(香港)有限公司 | RE | 4 | 01 April 2003 | 15 April 2004 |
| CITIC Securities Corporate Finance (HK) Limited 中信証券融資(香港)有限公司 | RE | 6 | 01 April 2003 | 15 April 2004 |
| CITIC Securities Corporate Finance (HK) Limited 中信証券融資(香港)有限公司 | RE | 9 | 01 April 2003 | 31 December 2003 |