SFC Licences of CHENG Chi Cheong 鄭志昌

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Awaken Thunder Capital Limited 春雷資本有限公司 RO 9 08 November 2021
Awaken Thunder Capital Limited 春雷資本有限公司 RO 4 08 November 2021
Awaken Thunder Capital Limited 春雷資本有限公司 RO 1 08 November 2021
Awaken Thunder Capital Limited 春雷資本有限公司 RE 9 30 September 2021 08 November 2021
Awaken Thunder Capital Limited 春雷資本有限公司 RE 4 30 September 2021 08 November 2021
Awaken Thunder Capital Limited 春雷資本有限公司 RE 1 30 September 2021 08 November 2021
ACU Securities Limited RO 4 28 June 2019 29 August 2021
ACU Securities Limited RO 1 28 June 2019 29 August 2021
ACU Asset Management Limited RO 9 28 June 2019 27 August 2021
RaffAello Securities (HK) Limited RO 1 21 September 2018 22 December 2018
RaffAello Securities (HK) Limited RE 1 10 August 2018 21 September 2018
Stockwell Securities Limited 常匯證券有限公司 RO 1 08 December 2017 20 July 2018
Stockwell Securities Limited 常匯證券有限公司 RE 1 11 October 2007 08 December 2017
Yuanta Asia Investment (Hong Kong) Limited 元大亞洲投資(香港)有限公司 RE 1 08 March 2006 01 October 2007
Tung Shing Securities (Brokers) Limited 東盛證券(經紀)有限公司 RE 1 01 April 2003 08 March 2006
Tung Shing Securities (Brokers) Limited 東盛證券(經紀)有限公司 RE 4 01 April 2003 09 January 2004
Tung Shing Securities (Brokers) Limited 東盛證券(經紀)有限公司 RE 6 01 April 2003 09 January 2004
Tung Shing Securities (Brokers) Limited 東盛證券(經紀)有限公司 RE 9 01 April 2003 09 January 2004