SFC Licences of WONG Hak Leun, Alan 黃克麟
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
Quam Securities Limited 華富建業證券有限公司 | RE | 2 | 20 March 2012 | 31 March 2016 |
Quam Securities Limited 華富建業證券有限公司 | RE | 1 | 20 March 2012 | 31 March 2016 |
UOB Kay Hian Futures (Hong Kong) Limited 大華繼顯期貨(香港)有限公司 | RE | 2 | 29 June 2005 | 24 February 2012 |
UOB Kay Hian (Hong Kong) Limited 大華繼顯(香港)有限公司 | RE | 1 | 29 June 2005 | 24 February 2012 |
Phillip Commodities (HK) Limited 輝立商品(香港)有限公司 | RE | 2 | 19 May 2004 | 01 December 2004 |
Phillip Securities (Hong Kong) Limited 輝立證券(香港)有限公司 | RE | 1 | 20 April 2004 | 01 December 2004 |
Planetree Securities Limited 梧桐證券有限公司 | RE | 1 | 01 April 2003 | 26 March 2004 |
Planetree Securities Limited 梧桐證券有限公司 | RE | 4 | 01 April 2003 | 28 January 2004 |
Planetree Securities Limited 梧桐證券有限公司 | RE | 6 | 01 April 2003 | 28 January 2004 |
Planetree Securities Limited 梧桐證券有限公司 | RE | 9 | 01 April 2003 | 28 January 2004 |