SFC Licences of MCCANN Neil Anthony
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| BTIG Hong Kong Limited | RE | 1 | 26 October 2015 | 28 February 2020 |
| SG Securities (HK) Limited 法國興業證券(香港)有限公司 | RE | 7 | 05 March 2015 | 30 April 2015 |
| SG Securities (HK) Limited 法國興業證券(香港)有限公司 | RE | 2 | 05 March 2015 | 30 April 2015 |
| SG Securities (HK) Limited 法國興業證券(香港)有限公司 | RE | 1 | 30 May 2011 | 30 April 2015 |
| Mirabaud (Asia) Limited | RE | 4 | 30 August 2010 | 22 April 2011 |
| Mirabaud (Asia) Limited | RE | 1 | 30 August 2010 | 22 April 2011 |
| Virtu ITG Hong Kong Limited | RE | 7 | 30 April 2009 | 19 May 2010 |
| Virtu ITG Hong Kong Limited | RE | 1 | 30 April 2009 | 19 May 2010 |
| Instinet Pacific Limited 極訊亞太有限公司 | RE | 7 | 03 April 2006 | 22 January 2009 |
| Instinet Pacific Limited 極訊亞太有限公司 | RE | 4 | 03 April 2006 | 22 January 2009 |
| Instinet Pacific Limited 極訊亞太有限公司 | RE | 1 | 03 April 2006 | 22 January 2009 |
| RBS Asia Futures Limited 蘇皇金融期貨亞洲有限公司 | RE | 2 | 05 January 2004 | 25 May 2004 |
| RBS Asia Securities (Hong Kong) Limited 蘇皇證券亞洲(香港)有限公司 | RE | 1 | 25 September 2003 | 25 May 2004 |
| Credit Agricole Securities (Asia) Limited 東方匯理證券(亞洲)有限公司 | RE | 1 | 25 September 2003 | 25 May 2004 |
| BGC Securities (Hong Kong) LLC | RE | 6 | 01 April 2003 | 01 September 2003 |
| BGC Securities (Hong Kong) LLC | RE | 4 | 01 April 2003 | 01 September 2003 |
| BGC Securities (Hong Kong) LLC | RE | 1 | 01 April 2003 | 01 September 2003 |
| BGC Securities (Hong Kong) LLC | RE | 9 | 01 April 2003 | 01 September 2003 |