SFC Licences of TAM Sing Kwan 譚聖堃

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Luk Fook Asset Management (HK) Limited 六福資產管理(香港)有限公司 RO 9 04 January 2017 05 June 2020
Luk Fook Futures (HK) Limited 六福期貨(香港)有限公司 RO 5 26 February 2015
Luk Fook Securities (HK) Limited 六福證券(香港)有限公司 RO 4 16 December 2014
Luk Fook Securities (HK) Limited 六福證券(香港)有限公司 RO 9 25 April 2014
Luk Fook Futures (HK) Limited 六福期貨(香港)有限公司 RO 2 13 September 2012
Luk Fook Securities (HK) Limited 六福證券(香港)有限公司 RO 1 13 September 2012
Luk Fook Futures (HK) Limited 六福期貨(香港)有限公司 RE 2 03 September 2012 13 September 2012
Luk Fook Securities (HK) Limited 六福證券(香港)有限公司 RE 1 03 September 2012 13 September 2012
Everbright Securities Investment Services (HK) Limited 光大證券投資服務(香港)有限公司 RO 1 01 September 2011 02 August 2012
CES Forex (HK) Limited 光證外匯(香港)有限公司 RE 3 07 February 2007 02 August 2012
CES Commodities (HK) Limited 光證期貨(香港)有限公司 RO 2 02 January 2007 02 August 2012
Everbright Securities Investment Services (HK) Limited 光大證券投資服務(香港)有限公司 RE 1 02 January 2007 01 September 2011
Shun Loong Futures Limited 順隆期貨有限公司 RO 2 17 August 2004 02 August 2012
Shun Loong Securities Company Limited 順隆證券行有限公司 RE 1 04 February 2004 12 April 2010
Shun Loong Futures Limited 順隆期貨有限公司 RE 2 04 February 2004 17 August 2004
UOB Kay Hian Futures (Hong Kong) Limited 大華繼顯期貨(香港)有限公司 RE 2 01 April 2003 01 February 2004
UOB Kay Hian (Hong Kong) Limited 大華繼顯(香港)有限公司 RE 1 01 April 2003 01 February 2004
UOB Kay Hian (Hong Kong) Limited 大華繼顯(香港)有限公司 RE 6 01 April 2003 30 January 2004
UOB Kay Hian (Hong Kong) Limited 大華繼顯(香港)有限公司 RE 4 01 April 2003 30 January 2004