SFC Licences of FASSO Anthony Gerard

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
PineBridge Investments Hong Kong Limited 柏瑞投資香港有限公司 RO 9 09 July 2019 10 December 2021
PineBridge Investments Hong Kong Limited 柏瑞投資香港有限公司 RO 1 09 July 2019 10 December 2021
PineBridge Investments Asia Limited 柏瑞投資亞洲有限公司 RO 9 09 July 2019 10 December 2021
PineBridge Investments Asia Limited 柏瑞投資亞洲有限公司 RO 4 09 July 2019 10 December 2021
PineBridge Investments Asia Limited 柏瑞投資亞洲有限公司 RO 1 09 July 2019 10 December 2021
PineBridge Investments Hong Kong Limited 柏瑞投資香港有限公司 RE 9 09 April 2019 09 July 2019
PineBridge Investments Hong Kong Limited 柏瑞投資香港有限公司 RE 1 09 April 2019 09 July 2019
PineBridge Investments Asia Limited 柏瑞投資亞洲有限公司 RE 9 09 April 2019 09 July 2019
PineBridge Investments Asia Limited 柏瑞投資亞洲有限公司 RE 4 09 April 2019 09 July 2019
PineBridge Investments Asia Limited 柏瑞投資亞洲有限公司 RE 1 09 April 2019 09 July 2019
DigitalBridge Management Asia Limited RO 9 07 October 2010 31 December 2017
DigitalBridge Management Asia Limited RO 4 07 October 2010 31 December 2017
DigitalBridge Management Asia Limited RO 1 07 October 2010 31 December 2017
DigitalBridge Management Asia Limited RE 9 19 August 2010 07 October 2010
DigitalBridge Management Asia Limited RE 4 19 August 2010 07 October 2010
DigitalBridge Management Asia Limited RE 1 19 August 2010 07 October 2010
AXA Financial Planning (Hong Kong) Limited 安盛理財策劃(香港)有限公司 RO 9 30 August 2006 19 February 2010
AXA China Region Investment Services Limited 安盛投資服務有限公司 RO 9 30 August 2006 19 February 2010
AXA Investment Managers Asia Limited 安盛投資管理亞洲有限公司 RO 1 21 July 2005 19 February 2010
AXA Rosenberg Investment Management Asia Pacific Limited (trading as AXA Rosenberg Asia Pacific; AXA Investment Managers) 安盛羅森堡投資管理亞太有限公司 (以AXA Rosenberg Asia Pacific; AXA Investment Managers名義經營業務) RO 9 23 May 2005 19 February 2010
AXA Rosenberg Investment Management Asia Pacific Limited (trading as AXA Rosenberg Asia Pacific; AXA Investment Managers) 安盛羅森堡投資管理亞太有限公司 (以AXA Rosenberg Asia Pacific; AXA Investment Managers名義經營業務) RO 5 23 May 2005 19 February 2010
AXA Rosenberg Investment Management Asia Pacific Limited (trading as AXA Rosenberg Asia Pacific; AXA Investment Managers) 安盛羅森堡投資管理亞太有限公司 (以AXA Rosenberg Asia Pacific; AXA Investment Managers名義經營業務) RO 4 23 May 2005 19 February 2010
AXA Rosenberg Investment Management Asia Pacific Limited (trading as AXA Rosenberg Asia Pacific; AXA Investment Managers) 安盛羅森堡投資管理亞太有限公司 (以AXA Rosenberg Asia Pacific; AXA Investment Managers名義經營業務) RO 1 23 May 2005 19 February 2010
AXA Investment Managers Asia Limited 安盛投資管理亞洲有限公司 RO 9 23 May 2005 19 February 2010
AXA Investment Managers Asia Limited 安盛投資管理亞洲有限公司 RO 5 23 May 2005 19 February 2010
AXA Investment Managers Asia Limited 安盛投資管理亞洲有限公司 RO 4 23 May 2005 19 February 2010
AXA Rosenberg Investment Management Asia Pacific Limited (trading as AXA Rosenberg Asia Pacific; AXA Investment Managers) 安盛羅森堡投資管理亞太有限公司 (以AXA Rosenberg Asia Pacific; AXA Investment Managers名義經營業務) RO 9 06 May 2005 12 May 2005
AXA Rosenberg Investment Management Asia Pacific Limited (trading as AXA Rosenberg Asia Pacific; AXA Investment Managers) 安盛羅森堡投資管理亞太有限公司 (以AXA Rosenberg Asia Pacific; AXA Investment Managers名義經營業務) RO 5 06 May 2005 12 May 2005
AXA Rosenberg Investment Management Asia Pacific Limited (trading as AXA Rosenberg Asia Pacific; AXA Investment Managers) 安盛羅森堡投資管理亞太有限公司 (以AXA Rosenberg Asia Pacific; AXA Investment Managers名義經營業務) RO 4 06 May 2005 12 May 2005
AXA Rosenberg Investment Management Asia Pacific Limited (trading as AXA Rosenberg Asia Pacific; AXA Investment Managers) 安盛羅森堡投資管理亞太有限公司 (以AXA Rosenberg Asia Pacific; AXA Investment Managers名義經營業務) RO 1 06 May 2005 12 May 2005
AXA Investment Managers Asia Limited 安盛投資管理亞洲有限公司 RO 9 06 May 2005 12 May 2005
AXA Investment Managers Asia Limited 安盛投資管理亞洲有限公司 RO 5 06 May 2005 12 May 2005
AXA Investment Managers Asia Limited 安盛投資管理亞洲有限公司 RO 4 06 May 2005 12 May 2005