SFC Licences of YIP Chun Man 葉振文
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| KGI Asia Limited 凱基證券亞洲有限公司 | RE | 1 | 03 November 2023 | |
| KGI Asia Limited 凱基證券亞洲有限公司 | RE | 1 | 04 May 2018 | 12 July 2022 |
| China Jianxin Financial Services Limited 中國建信金融服務有限公司 | RE | 1 | 06 February 2017 | 30 April 2018 |
| KGI Asia Limited 凱基證券亞洲有限公司 | RE | 1 | 17 June 2014 | 27 January 2017 |
| Stockwell Securities Limited 常匯證券有限公司 | RE | 1 | 12 December 2008 | 12 June 2014 |
| CLSA Limited 中信里昂證券有限公司 | RE | 1 | 06 November 2006 | 20 November 2008 |
| VC Brokerage Limited 滙盈證券有限公司 | RE | 1 | 24 July 2003 | 28 October 2006 |
| VC Brokerage Limited 滙盈證券有限公司 | RE | 7 | 24 July 2003 | 26 August 2003 |