SFC Licences of YIP Shui Key 葉紹基

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution	Role	Licences	Start date	End date
JMC Capital International Limited 富喬鑫國際投資有限公司	RE	5	06 December 2022	27 June 2023
JMC Capital International Limited 富喬鑫國際投資有限公司	RE	4	06 December 2022	27 June 2023
JMC Capital International Limited 富喬鑫國際投資有限公司	RE	2	06 December 2022	27 June 2023
JMC Capital International Limited 富喬鑫國際投資有限公司	RE	1	06 December 2022	27 June 2023
JMC Capital HK Limited 富喬鑫資本(香港)有限公司	RE	9	06 December 2022	27 June 2023
JMC Capital HK Limited 富喬鑫資本(香港)有限公司	RE	4	06 December 2022	27 June 2023
JMC Capital HK Limited 富喬鑫資本(香港)有限公司	RE	1	06 December 2022	27 June 2023
Superactive Financial Group Company Limited 先機金融集團有限公司	RE	9	17 March 2020	25 September 2020
Superactive Financial Group Company Limited 先機金融集團有限公司	RE	5	17 March 2020	25 September 2020
Superactive Financial Group Company Limited 先機金融集團有限公司	RE	4	17 March 2020	25 September 2020
Superactive Financial Group Company Limited 先機金融集團有限公司	RE	1	17 March 2020	14 August 2020
Horizon Commodities and Futures Company Limited 利宏商品及期貨有限公司	RE	5	29 September 2017	04 September 2018
Horizon Commodities and Futures Company Limited 利宏商品及期貨有限公司	RE	2	29 September 2017	04 September 2018
MLB Asset Management Limited	RE	9	14 October 2016	31 January 2017
Tung Shing Futures (Brokers) Limited 東盛期貨(經紀)有限公司	RE	2	31 July 2012	19 September 2012
Tung Shing Securities (Brokers) Limited 東盛證券(經紀)有限公司	RE	3	31 July 2012	19 September 2012
Tung Shing Securities (Brokers) Limited 東盛證券(經紀)有限公司	RE	1	31 July 2012	19 September 2012
SinoPac Futures (Asia) Limited 永豐金期貨(亞洲)有限公司	RE	2	20 September 2006	01 August 2009
SinoPac Securities (Asia) Limited 永豐金證券(亞洲)有限公司	RE	4	20 September 2006	01 August 2009
SinoPac Securities (Asia) Limited 永豐金證券(亞洲)有限公司	RE	1	20 September 2006	01 August 2009
SMBC Nikko Securities (Hong Kong) Limited 日興證券(香港)有限公司	RO	9	11 August 2004	18 November 2005
SMBC Nikko Securities (Hong Kong) Limited 日興證券(香港)有限公司	RO	4	11 August 2004	18 November 2005
SMBC Nikko Securities (Hong Kong) Limited 日興證券(香港)有限公司	RO	1	11 August 2004	18 November 2005
Metaverse Securities Limited 元宇證券有限公司	RO	5	01 April 2003	08 May 2006
Metaverse Securities Limited 元宇證券有限公司	RO	9	01 April 2003	18 November 2005
Metaverse Securities Limited 元宇證券有限公司	RO	4	01 April 2003	18 November 2005
Metaverse Securities Limited 元宇證券有限公司	RO	6	01 April 2003	24 June 2003