SFC Licences of LAM Kin Man, Sufan 林建文

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution	Role	Licences	Start date	End date
DL SECURITIES (HK) LIMITED 德林證券(香港)有限公司	RE	4	10 January 2022
DL SECURITIES (HK) LIMITED 德林證券(香港)有限公司	RE	1	10 January 2022
Zhongtai International Financial Products Limited 中泰國際金融產品有限公司	RO	1	07 November 2016	01 January 2019
Zhongtai International Securities Limited 中泰國際證券有限公司	RE	1	07 January 2016	31 October 2016
CES International Commodities (HK) Limited	RO	2	09 July 2014	03 September 2015
CES Commodities (HK) Limited 光證期貨（香港）有限公司	RE	2	04 December 2013	03 September 2015
Everbright Securities Investment Services (HK) Limited 光大證券投資服務（香港）有限公司	RE	1	04 December 2013	03 September 2015
Sun Yi Company Limited 新而有限公司	RE	2	04 December 2013	20 November 2014
CES International Commodities (HK) Limited	RE	2	04 December 2013	09 July 2014
Shenwan Hongyuan Futures (H.K.) Limited 申萬宏源期貨(香港)有限公司	RO	2	07 September 2012	16 November 2013
Shenwan Hongyuan Securities (H.K.) Limited 申萬宏源證券(香港)有限公司	RO	1	07 September 2012	16 November 2013
Shenwan Hongyuan Futures (H.K.) Limited 申萬宏源期貨(香港)有限公司	RE	2	14 May 2012	07 September 2012
Shenwan Hongyuan Securities (H.K.) Limited 申萬宏源證券(香港)有限公司	RE	1	14 May 2012	07 September 2012
De Riva Asia Limited	RE	2	07 February 2011	02 May 2012
De Riva Asia Limited	RE	1	07 February 2011	02 May 2012
Sun Yi Company Limited 新而有限公司	RO	2	31 January 2008	27 February 2010
CES International Commodities (HK) Limited	RE	2	01 April 2003	27 February 2010
Everbright Securities Investment Services (HK) Limited 光大證券投資服務（香港）有限公司	RE	1	01 April 2003	27 February 2010
CES Commodities (HK) Limited 光證期貨（香港）有限公司	RE	2	01 April 2003	27 February 2010
Everbright Securities Investment Services (HK) Limited 光大證券投資服務（香港）有限公司	RE	6	01 April 2003	19 January 2004
CES International Commodities (HK) Limited	RE	9	01 April 2003	19 January 2004
Everbright Securities Investment Services (HK) Limited 光大證券投資服務（香港）有限公司	RE	9	01 April 2003	19 January 2004
CES International Commodities (HK) Limited	RE	5	01 April 2003	19 January 2004
CES Commodities (HK) Limited 光證期貨（香港）有限公司	RE	5	01 April 2003	19 January 2004
Everbright Securities Investment Services (HK) Limited 光大證券投資服務（香港）有限公司	RE	4	01 April 2003	19 January 2004
CES Commodities (HK) Limited 光證期貨（香港）有限公司	RE	9	01 April 2003	19 January 2004
Everbright Securities Investment Services (HK) Limited 光大證券投資服務（香港）有限公司	RE	7	01 April 2003	07 July 2003