SFC Licences of HU Shuxin 胡愫心

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution	Role	Licences	Start date	End date
Modus Asset Management Limited	RE	9	09 May 2016	31 August 2021
China Renaissance Securities (Hong Kong) Limited 華興證券(香港)有限公司	RO	4	21 January 2014	02 November 2015
China Renaissance Securities (Hong Kong) Limited 華興證券(香港)有限公司	RO	1	21 January 2014	02 November 2015
China Renaissance Securities (Hong Kong) Limited 華興證券(香港)有限公司	RE	4	21 October 2013	21 January 2014
China Renaissance Securities (Hong Kong) Limited 華興證券(香港)有限公司	RE	1	21 October 2013	21 January 2014
Standard Chartered Securities (Hong Kong) Limited 渣打證券(香港)有限公司	RE	4	27 June 2011	22 August 2012
Standard Chartered Securities (Hong Kong) Limited 渣打證券(香港)有限公司	RE	1	27 June 2011	22 August 2012
SAIL Advisors Limited	RE	4	01 November 2005	16 May 2007
Citigroup Global Markets Hong Kong Futures and Securities Limited	RE	1	17 October 2003	07 October 2005
Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司	RE	1	01 April 2003	07 October 2005
Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司	RE	4	01 April 2003	10 October 2003
Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司	RE	6	01 April 2003	10 October 2003
Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司	RE	7	01 April 2003	10 October 2003
Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司	RE	9	01 April 2003	10 October 2003