SFC Licences of NIP Lai Wo 聶禮和
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Aspen Hill Partners (Hong Kong) Limited | RO | 9 | 08 August 2008 | 01 April 2010 |
| Aspen Hill Partners (Hong Kong) Limited | RO | 4 | 08 August 2008 | 01 April 2010 |
| Maunakai Capital Partners (Hong Kong) Limited 鼎勝資產管理有限公司 | RO | 9 | 22 September 2004 | 06 August 2008 |
| Maunakai Capital Partners (Hong Kong) Limited 鼎勝資產管理有限公司 | RO | 4 | 22 September 2004 | 06 August 2008 |
| CTBC Asia Limited 中國信託綜合證券(香港)有限公司 | RO | 9 | 14 January 2004 | 15 March 2004 |
| CTBC Asia Limited 中國信託綜合證券(香港)有限公司 | RO | 1 | 14 January 2004 | 15 March 2004 |